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Results:1-10 of 7,867

Definitely Maybe? The SEC Returns to Security-Based Swap Dealer Regulation
  • Cadwalader Wickersham & Taft LLP
  • USA
  • October 12 2018

The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago. Title VII of that law established a


SEC Petitioned for an ESG Disclosure Rulemaking
  • Mayer Brown
  • USA
  • October 11 2018

On October 1, 2018, a public petition (Petition) was filed with the US Securities and Exchange Commission (SEC) for a rulemaking on environmental


It’s as Clear as Mud - Joint Employer Standard
  • Graydon Head & Ritchey LLP
  • USA
  • September 26 2018

On September 14, 2018, the National Labor Relations Board (NLRB) published a Notice of Proposed Rulemaking to establish the standard for determining


Proxy Advisory Firm Guidance Withdrawn by the SEC
  • Hunton Andrews Kurth LLP
  • USA
  • September 19 2018

On September 13, 2018, the staff (the "Staff") of the Division of Investment Management of the Securities and Exchange Commission (the "SEC") issued a


NLRB Proposes A More Employer-Friendly Joint Employer Standard
  • Baker McKenzie
  • USA
  • September 19 2018

Earlier this year, the NLRB attempted to overturn the Obama-era Browning-Ferris joint employer standard through case law (see our coverage here). That


District Court Vacates 2014 Medicare Advantage Overpayment Rule and Curtails Potential Avenues for DOJ to Pursue False Claims Act Damages
  • Sidley Austin LLP
  • USA
  • September 7 2018

On September 7, 2018, the United States District Court for the District of Columbia vacated CMS’s 2014 Final Overpayment Rule, applicable to the


The President Urges Regulatory Action to Expand Access to Employer-Sponsored Retirement Plans
  • Jackson Lewis PC
  • USA
  • September 4 2018

On August 31, 2018, President Trump issued an Executive Order (the “Order”) calling on the Department of Labor (“DOL”) and the Internal Revenue


ETF Roundup - Issue 4
  • Morgan Lewis
  • USA
  • August 13 2018

The US Securities and Exchange Commission (SEC) voted unanimously on June 28 to propose Rule 6c-11 under the Investment Company Act of 1940 (1940 Act)


Seyfarth Shaw Policy Matters Newsletter - August 2, 2018
  • Seyfarth Shaw LLP
  • USA
  • August 6 2018

Earlier today, Senator Marco Rubio (R-FL) unveiled new legislation aiming to provide paid family leave for new parents...


The SEC, Cybersecurity, and Registered Investment Advisers: All in the Same Boat Fighting Cybercrime
  • Greenberg Traurig LLP
  • USA
  • August 6 2018

The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) has recently started to examine the