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1,171 results found

Article

Morgan Lewis & Bockius LLP | USA | 15 Apr 2019

SEC Officials Discuss Commission’s Accomplishments, Goals, Priorities at ‘SEC Speaks 2019’

Senior officials from the US Securities and Exchange Commission (SEC or the Commission), including current and former commissioners, came together…
Article

Stinson LLP | USA | 10 Apr 2019

SEC Brings Actions Against Fifteen Unregistered Brokers for Their Participation in an Illegal Offering of Microcap Securities

The SEC charged fifteen individuals with acting as unregistered brokers or aiding-and-abetting such activity in connection with Intertech Solutions…
Article

King & Spalding LLP | USA | 4 Apr 2019

Supreme Court Affirms Lorenzo v. SEC, Expanding the Scope of Primary Liability for Securities Fraud

On March 27, 2019, the U.S. Supreme Court issued its decision in Lorenzo v. SEC, affirming the expansive view of the U.S. Securities and Exchange…
Article

Ropes & Gray LLP | USA | 28 Mar 2019

PTAB Speed vs. ITC Speed

Under Section 337 of the Tariff Act of 1930, the International Trade Commission (ITC) is required to conclude its investigations and make…
Article

Mintz | USA | 27 Mar 2019

Commission Reverses Apple Infringement Finding, Thereby Mooting the Public Interest Inquiry...For Now

Yesterday afternoon, the International Trade Commission issued its Final Determination in Certain Mobile Electronic Devices and Radio Frequency and…
Article

Faegre Drinker Biddle & Reath LLP | USA | 27 Mar 2019

SEC Announces First Whistleblower Awards of 2019

The SEC announced yesterday that it has awarded more than $50 million to two whistleblowers—specifically, more than $37 million to one whistleblower…
Article

Seyfarth Shaw LLP | USA | 26 Mar 2019

Commission Decisions Confirm that Employers Must Take Action to Protect Employees from Workplace Violence

In recent decisions—including Secretary of Labor v. Integra Health Management, Inc., No. 13-1124 (OSHRC Mar. 4, 2019)—the Occupational Safety and…
Article

Mayer Brown | USA | 25 Mar 2019

Department of Labor Proposes New Overtime Salary Thresholds

The Department of Labor is fulfilling its promise to rethink the salary thresholds applicable to an employer's obligation to pay overtime. The…
Article

Mayer Brown | USA | 22 Mar 2019

Proposal to Modernize Offering and Communications Framework for BDCs and Closed-End Funds

The Securities and Exchange Commission proposed rule amendments that are intended to modernize the offering related provisions of the Securities Act…
Article

Katten Muchin Rosenman LLP | European Union | 22 Mar 2019

ESMA Announces Results of MiFID II Annual Calculations of LIS and SSTI Thresholds for Bonds

On March 19, the European Securities and Markets Authority (ESMA) published a press release announcing the results of the annual transparency…
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