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Results: 1-10 of 11,508

In scope? Banks and valuers - duty of care & fiduciary duties
  • Addleshaw Goddard LLP
  • United Kingdom
  • May 16 2018

The High Court has handed down a decision which will be welcomed by both lenders and valuers (Rehman & Rehman v (1) Santander UK Plc (2) BNP Paribas


Department of Labor Issues New Guidance on ESG Investing
  • Hunton Andrews Kurth LLP
  • USA
  • May 15 2018

On April 23, 2018, the Department of Labor ("DOL") released Field Assistance Bulletin 2018-01 (the "FAB"). The FAB has particular significance for


The Unpredictable Fate of the DOL’s Fiduciary Rule
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • May 15 2018

It's been a long year waiting for the full Fiduciary Rule to take effect, but will it ever truly achieve its intended impact on employer plans and


OCIE Releases Risk Alert Regarding the Fees and Expenses that Investment Advisers Charge Clients
  • Bracewell LLP
  • USA
  • May 14 2018

The Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) recently released a Risk Alert that


Restructuring & Insolvency: Director and parent company liability in Canada
  • Thornton Grout Finnigan
  • Canada, Global
  • May 11 2018

A structured guide to director and parent company liability in Canada


Recent Developments Toward A Fiduciary Standard For Brokers
  • Womble Bond Dickinson (US) LLP
  • USA
  • May 10 2018

Much has happened since we last reported on the Department of Labor’s Fiduciary Rule. The compliance deadline was extended 18 months to July 1, 2019


SEC Proposes Fiduciary Rule for Broker-Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2018

On April 18, concurrently with its publication for comment of a proposed set of enhanced investment adviser regulations,1 the Securities and Exchange


SEC Charges Texas-Based Municipal Advisor with Fraud and Breach of Fiduciary Duty
  • Bracewell LLP
  • USA
  • May 10 2018

On May 9, 2018, the U.S. Securities and Exchange Commission ("SEC") announced it charged a registered municipal advisor (the "MA Firm") and its owner


DOL Issues Field Assistance Bulletin in Response to the Fifth Circuit's Rejection of the DOL Fiduciary Rule
  • Bryan Cave Leighton Paisner (Bryan Cave)
  • USA
  • May 9 2018

On March 15, 2018, the United States Court of Appeals for the Fifth Circuit struck down the Department of Labor’s (DOL) fiduciary duty rule in a 2-1


Ding Dong - The Amended Fiduciary Rule Is (Almost) Dead
  • Dechert LLP
  • USA
  • May 9 2018

Furthermore, on May 7, 2018, in Field Assistance Bulletin 2018-02, the Department of Labor referred to the mandate in a manner that may indicate that