Weil Gotshal & Manges LLP | USA | 12 Sep 2023
On September 6, 2023, the SEC’s Division of Examinations (Division) issued a risk alert outlining its risk-based approach to selecting advisers for…
Hogan Lovells | Asia-Pacific, USA | 12 Sep 2023
The United States (U.S.) Securities and Exchange Commission (SEC) has passed new rules imposing new requirements and obligations on the private fund…
Frost Brown Todd LLP | USA | 11 Sep 2023
On August 23, 2023, the Securities and Exchange Commission (SEC) issued Release Number IA-6383, finalizing the long-anticipated expansion of its…
Kurtin PLLC | USA | 4 Sep 2023
Any attempt to raise capital by the offer and sale of debt or equity securities in the U.S. market must be made with a publicly…
Kurtin PLLC | USA | 4 Sep 2023
This is the Appendix 1 Securities Act Exemption Chart from our “Raising Capital through Private Placements: Deal Point…
Lexology PRO | USA | 29 Aug 2023
The US Securities and Exchange Commission has released its final rule on private fund advisers, but critics say the rule will mean increased compliance costs – with one industry body threatening litigation.
Eversheds Sutherland (US) LLP | USA | 25 Aug 2023
On Wednesday, August 23, the SEC voted by a 3-2 margin to adopt new and amended rules under the Investment Advisers Act of 1940 that will impose a…
Weil Gotshal & Manges LLP | USA | 24 Aug 2023
On August 23, 2023, the SEC adopted new rules under the Investment Advisers Act of 1940 (the Advisers Act) that significantly increase the regulation…
Sullivan & Cromwell LLP | USA | 17 Aug 2023
On July 26, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to propose new rules…
Mayer Brown | USA | 16 Aug 2023
The Securities and Exchange Commission announced that it will hold an open meeting on August 23, 2023 during which it will consider, among other…