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West Virginia investment adviser allegedly breached fiduciary duty to clients
  • Foley & Lardner LLP
  • USA
  • October 5 2009

The SEC issued an Order Instituting Administrative Proceedings on September 15, 2009 against KHF Advisors, LLC (KHF Advisors) and against Appalachia Asset Management, Inc (Appalachia Asset), pursuant to Section 203(e) of the Investment Advisers Act of 1940.