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Results:1-10 of 20

Dodd-Frank Legislation Directs SEC to Amend Rule 701 and Regulation A
  • Katten Muchin Rosenman LLP
  • USA
  • June 1 2018

On May 24, President Trump signed into law the Economic Growth, Regulatory Relief and Consumer Protection Act. While the Act primarily serves to


SEC Division of Corporation Finance Issues New C&DI on Safeguards for Electronic Delivery of Information under Rule 701
  • Katten Muchin Rosenman LLP
  • USA
  • December 1 2017

On November 6, the Division of Corporation Finance (Division) of the Securities and Exchange Commission issued Compliance and Disclosure


SEC Approves PCAOB Rule to Require Enhanced Audit Reports
  • Katten Muchin Rosenman LLP
  • USA
  • October 27 2017

On October 23, the Securities and Exchange Commission approved new audit reporting standard, AS 3101, proposed by the Public Company Accounting


SEC-Proposed Amendments to Modernize, Simplify and Increase the Accessibility of Required Disclosure
  • Katten Muchin Rosenman LLP
  • USA
  • October 20 2017

As previously reported in the October 13, 2017 edition of Corporate & Financial Weekly Digest, on October 11, the Securities and Exchange Commission


SEC Announces Rule Proposal to Modernize, Simplify and Increase the Accessibility of Required Disclosure
  • Katten Muchin Rosenman LLP
  • USA
  • October 13 2017

On October 11, the Securities and Exchange Commission issued a press release announcing that it voted to propose amendments to modernize and simplify


SEC Commissioners Announce Search for First-Ever Advocate for Small Business Capital Formation
  • Katten Muchin Rosenman LLP
  • USA
  • September 15 2017

On September 13, the Commissioners of the Securities and Exchange Commission (SEC) announced the launch of a nationwide search for candidates to fill


Speech From the Office of the Investor Advocate Addresses FASB’s Proposals Regarding the Definition of Materiality
  • Katten Muchin Rosenman LLP
  • USA
  • September 1 2017

On August 22, the Investor Engagement Advisor in the Office of the Investor Advocate, Stephen Deane, gave a speech to the Tulsa chapter of the


SEC Chairman Clayton Makes First Public Speech Outlining His Vision for the Commission
  • Katten Muchin Rosenman LLP
  • USA
  • July 21 2017

On July 12, in his first major address since becoming Chairman of the Securities and Exchange Commission earlier this year, Jay Clayton outlined his


SEC Adopts Technical Amendments to JOBS Act Rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 7 2017

On March 31, the Securities and Exchange Commission adopted technical amendments to rules adopted by the SEC under the Jumpstart Our Business


SEC Adopts Amendment to Shorten Settlement Cycle for Securities Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • March 24 2017

On March 22, the Securities and Exchange Commission adopted an amendment to Rule 15c6-1(a) that shortens the standard settlement cycle for most