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Results: 1-10 of 18,496

SEC Proposes Amendments to Financial Disclosure Requirements under Regulation S-X
  • Cahill Gordon & Reindel LLP
  • USA
  • August 15 2018

The Securities and Exchange Commission ("SEC") recently proposed amendments (the "Proposed Amendments") to Rule 3-10 and Rule 3-16 of Regulation S-X


ETF Roundup - Issue 4
  • Morgan Lewis & Bockius LLP
  • USA
  • August 13 2018

The US Securities and Exchange Commission (SEC) voted unanimously on June 28 to propose Rule 6c-11 under the Investment Company Act of 1940 (1940 Act


Fintech financing, investment and government support in Cyprus
  • Democritos Aristidou & Co
  • Cyprus, Global
  • August 6 2018

A structured guide to fintech financing, investment and government support in Cyprus


Enforcement Trends in the Cryptocurrency Industry - July 30, 2018 - August 5, 2018
  • Nelson Mullins Riley & Scarborough LLP
  • USA
  • August 6 2018

Colorado Division of Securities Shuts Down Linda Healthcare Corporation. On Monday, July 30, 2018,Colorado Securities Commissioner Gerald Rome issued


The SEC, Cybersecurity, and Registered Investment Advisers: All in the Same Boat Fighting Cybercrime
  • Greenberg Traurig LLP
  • USA
  • August 6 2018

The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) has recently started to examine the


Supreme Court has the Final Say on Litigation Trafficking
  • Matheson
  • Ireland
  • August 1 2018

In a landmark judgment delivered on 31 July 2018, the Supreme Court has ruled in the case of SPV OSUS Limited v HSBC Institutional Trust Services


SEC Enforcement in Financial Reporting and Disclosure--2018 Mid-Year Update
  • Jones Day
  • USA
  • August 1 2018

Chairman Jay Clayton's vision for the Securities and Exchange Commission has largely shaped the first half of 2018, with policies and initiatives


Switzerland Announces ICO Enforcement Action
  • Hunton Andrews Kurth LLP
  • USA
  • August 1 2018

In a terse press release issued July 26, 2018, the Swiss Financial Market Supervisory Authority (“FINMA”) announced that it has launched enforcement


SEC Proposes Rules to Simplify and Streamline Disclosures in Certain Registered Debt Offerings
  • Hunton Andrews Kurth LLP
  • USA
  • July 31 2018

On July 24, 2018, the Securities and Exchange Commission (SEC) voted to propose rule amendments intended to simplify and streamline the financial


FINRA Encourages Firms to Report Involvement in Activities Related to Digital Assets
  • Steptoe & Johnson LLP
  • USA
  • July 31 2018

In a Regulatory Notice published July 6, 2018, the Financial Industry Regulatory Authority (FINRA) encourages its members to promptly notify FINRA if