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218 results found

Article

Cummings Law Ltd | United Kingdom | 19 Aug 2016

FCA response on the treatment of whistleblowers

UK Parliament has published a letter from the FCA describing how it decides whether an informant is treated as a whistleblower. The FCA states that

Article

Pillsbury | USA | 29 Sep 2011

Managing risks in outsourcing: part 1 - supplier selection

Outsourcings can offer organizations significant commercial benefits but they also present challenges and risks throughout the outsourcing life-cycle for the outsourcing organization whether during the supplier selection process, in the course of contract negotiations, during the implementation and day to day operation of the outsourced services, and on exit from the outsourcing contract.

Article

Katten Muchin Rosenman LLP | USA | 13 Nov 2009

SEC division deputy director discusses expectations for 2010 executive compensation disclosure

In a November 9 speech at the Fourth Annual Proxy Disclosure Conference: Tackling Your 2010 Compensation Disclosure, Shelley Parratt, Deputy Director of the Securities and Exchange Commission’s Division of Corporation Finance, outlined the SEC staff’s expectations for companies’ executive compensation disclosure for the 2010 proxy season.

Article

Freshfields Bruckhaus Deringer | United Kingdom | 28 Aug 2008

Transparency as a Regulatory Tool - seeing through the FSA's proposals

The FSA has published a discussion paper entitled Transparency as a Regulatory Tool, which sets out the FSA’s plans to change the way in which it discloses information about itself and the firms, products and markets that it regulates.

Article

Masuda Funai Eifert & Mitchell Ltd | USA | 8 Aug 2008

Often overlooked filing requirement for foreign investors

The United States has long monitored foreign investment in businesses and real estate.

Article

Gowling WLG | United Kingdom | 16 Jun 2008

Ignorance is bliss: but it's no defence

With the OFT breathing down our necks, it would be wise not to get caught out on competition rules because you didn't know they existed.

Article

Locke Lord LLP | United Kingdom | 30 May 2008

The Financial Services Authority (FSA) launches discussion paper (DP) on increasing transparency

After some delay, the FSA has published a DP which explores the creation of a framework for determining what further information the regulator might publish about firms and industry sectors in order to aid transparency.

Article

Bird & Bird LLP | United Kingdom | 3 Apr 2007

The proposed UK Electronics Knowledge Transfer Network: points to consider

The UK is already home to Europe's largest independent electronics design industry, representing almost 40 of Europe's independent design houses.

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