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201 results found

Article

William Fry | European Union | 9 Feb 2018

ESMA Clarifies Application of the Benchmarks Regulation to Investment Funds

ESMA has issued a second Q&A on the Benchmarks Regulation (BMR) in less than two months that will be of interest to investment funds. The Q&A

Article

Cummings Law Ltd | United Kingdom | 19 Aug 2016

FCA response on the treatment of whistleblowers

UK Parliament has published a letter from the FCA describing how it decides whether an informant is treated as a whistleblower. The FCA states that

Article

Orrick, Herrington & Sutcliffe LLP | European Union | 15 Aug 2016

European Commission Implementing Regulation Establishing a List of Critical Benchmarks Used in Financial Markets under Benchmarks Regulation in OJ

On August 12, 2016, the European Commission Implementing Regulation (EU) 20161368 establishing a list of critical benchmarks used in financial

Article

Dentons | European Union | 20 May 2016

Council adopts Benchmarks Regulation

The Council has adopted the Regulation on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of

Article

William Fry | European Union | 4 Apr 2016

What does the Benchmark Regulation mean for UCITS and AIFM Funds?

The provision of benchmark indices will, for the first time, be brought within regulatory scope in the EU with the impending introduction of the

Article

Hall & Wilcox | Australia | 7 Sep 2011

ASIC consultation paper 163: unlisted property schemes: update to RG 46

The unlisted property fund industry is the latest to receive a new range of proposals aimed at improving disclosure to retail investors.

Article

King & Wood Mallesons | Australia | 7 Jun 2011

Structured financial products - the Australian regulatory response and the future

The Global Financial Crisis prompted re-thinking of the fundamental settings of the regulation of financial services and products in Australia.

Article

Herbert Smith Freehills LLP | Australia | 15 Apr 2011

Further consultation on ASIC’s proposal relating to disclosure requirements for infrastructure entities

After a lengthy consultation process last year, ASIC has released a further consultation paper and draft regulatory guide, seeking feedback on its revised proposal for increased disclosure to retail investors by infrastructure entities.

Article

Herbert Smith Freehills LLP | Australia | 21 Apr 2010

Proposed changes to disclosure requirements for infrastructure entities

ASIC has released a new consultation paper seeking feedback on increased disclosure requirements for infrastructure entities which are aimed at improving the consistency and quality of disclosure for retail investors.

Article

Herbert Smith Freehills LLP | United Kingdom | 17 Mar 2010

IGG consults on new DC investment governance framework

The Investment Governance Group (IGG) (a Government-sponsored body chaired by the Pensions Regulator established, essentially, to promote the revised Myners principles) has published a consultation paper: Investment governance of defined contribution pension schemes.

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