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Jackson Lewis PC | USA | 20 Sep 2016

‘Tis the Season . . . for EEO-1 & VETS-4212 Reporting

It rolls around each year: back to school, Labor Day, football season and the September 30th deadline for government reporting. While next year may


Kingsley Napley | United Kingdom, European Union | 15 Jul 2016

FCA issues its annual report card

As the FCA issued its annual report and accounts for 2015-6 it did so in the knowledge that the EU Referendum result called for the United Kingdom to


Clayton Utz | Australia | 8 Sep 2011

Infringement notices for more telecommunications offences - and higher penalties too

Telecommunications providers could face higher penalties for breaching their performance benchmarks, if proposals in a new consultation paper are adopted.


Ropes & Gray LLP | USA | 3 May 2011

SEC issues exemptive relief to actively managed ETFs

The SEC recently issued exemptive relief to two investment management firms seeking to operate actively managed ETFs.


Dentons | United Kingdom | 16 Apr 2010

FSA looks at insurance resilience benchmarking

FSA has published a paper on resilience benchmarking in the insurance sector.


Locke Lord LLP | United Kingdom | 7 Jul 2009

Financial Services Authority to abolish commission payment structures

The Financial Services Authority has published a consultation paper (CP0918) in connection with the distribution of retail investments (including life products but excluding pure protection products) - known as its retail distribution review (RDR).


Herbert Smith Freehills LLP | United Kingdom | 11 Mar 2009

Remuneration policies: the FSA's draft Code of practice

On 26 February, the FSA published a Code of practice on remuneration policies in draft form, in conjunction with the government's announcement about the Asset Protection Scheme.

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