It rolls around each year: back to school, Labor Day, football season and the September 30th deadline for government reporting. While next year may
As the FCA issued its annual report and accounts for 2015-6 it did so in the knowledge that the EU Referendum result called for the United Kingdom to
Telecommunications providers could face higher penalties for breaching their performance benchmarks, if proposals in a new consultation paper are adopted.
The SEC recently issued exemptive relief to two investment management firms seeking to operate actively managed ETFs.
FSA has published a paper on resilience benchmarking in the insurance sector.
The Financial Services Authority has published a consultation paper (CP0918) in connection with the distribution of retail investments (including life products but excluding pure protection products) - known as its retail distribution review (RDR).
On 26 February, the FSA published a Code of practice on remuneration policies in draft form, in conjunction with the government's announcement about the Asset Protection Scheme.