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Porter Wright Morris & Arthur LLP | USA | 5 Aug 2011

FINRA Rule 6490 imposes fees on community banks with securities traded over-the-counter

Enforcement of a relatively new rule of the Financial Industry Regulatory Authority (FINRA) has resulted in significant fees in 2011 for small issuers with securities traded over-the-counter (OTC), such as some community banks.


Manatt Phelps & Phillips LLP | USA | 4 Feb 2011

It’s hard for banks to tell it like it is

After Call Reports are filed and earnings are released in January, the attention of boards and management at many publicly-held community banks and bank holding companies turns to preparation of 10-K filings and Annual Reports to shareholders, with Proxy Statements next on the horizon.


Porter Wright Morris & Arthur LLP | USA | 16 Jun 2010

Community banks raise capital, face SEC reporting requirements

Many community banks under pressure to raise capital are considering selling new shares of stock to investors; however, doing so may cause some banks to be required to register under Section 12(g) of the Securities Exchange Act of 1934.


Alston & Bird LLP | USA | 12 Feb 2010

Congressional Oversight Panel releases February oversight report

Yesterday, the Congressional Oversight Panel (COP) released its February oversight report, "Commercial Real Estate Losses and the Risks to Financial Stability."


Eversheds Sutherland (US) LLP | USA | 2 Jul 2008

Federal Reserve considering flexibility for private equity bank investments

As noted in several recent press reports, the Federal Reserve Board is exploring a relaxation of current requirements imposed by the Board upon private equity and other funds investing in commercial banks or bank holding companies.

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