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716 results found

Article
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5SAH Chambers | United Kingdom, USA | 21 Sep 2020

How the FinCen Papers provide an opportunity to improve the Suspicious Activity Report regime

The ‘FinCen Papers’ look set to become the next Panama Papers, where confidential information has been leaked, lifting the lid on the sheer scale of…
Article
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Winston & Strawn LLP | USA | 19 Aug 2019

New Trustee Fee on Regular Debentures and Other SBIC Funding Process Updates

Effective October 1, 2019, the U.S. Small Business Administration (SBA) will begin charging a Trustee Fee on Small Business Investment Company (SBIC)…
Article
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Maurice Wutscher LLP | USA | 17 Apr 2018

Fla. Supreme Court Bars Vexatious Borrower from Future Pro Se Filings

The Supreme Court of Florida recently denied a pro se borrower’s petition to invoke the jurisdiction of the Court, and imposed sanctions against him…
Article
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Riker Danzig LLP | USA | 10 Nov 2017

Florida Appellate Court Reverses Final Judgment of Foreclosure for Lack of Standing under PSA

Florida’s District Court of Appeal recently reversed a trial court and vacated a final judgment of foreclosure because the bank, as trustee of a…
Commentary
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RPC | United Kingdom | 31 Oct 2017

Court of Appeal brings conflict of laws rules to bear on third-party noteholder rights

The Court of Appeal recently applied established English conflict of laws rules in holding that a non-bearer holder of issued notes was not entitled to sue under those notes for breach of contract. In doing so, the court has provided commercial certainty to downstream holders of interests in securities, but left open important questions as to third-party redress under these structures.
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Squire Patton Boggs | United Kingdom | 11 Oct 2017

Secure Capital SA v Credit Suisse: Court of Appeal Rules that Investor Firm Cannot Sue Issuing Bank over Bearer Notes.

On 6 October 2017, the Court of Appeal ruled that an investor with an interest in promissory notes cannot sue the issuing bank for allegedly making…
Article
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Kramer Levin Naftalis & Frankel LLP | USA | 1 Jun 2017

The Federal Reserve Bank of New York Finds That the Leveraged Lending Guidance Has Not Reduced Systemic Risk

The Federal Reserve Bank of New York issued a Staff Report this week titled "Macroprudential Policy and the Revolving Door of Risk: Lessons from…
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Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Regulators Implement Enhanced Oversight and Propose Transparency for the Treasury Market

On October 24, 2016, the Federal Reserve Bank of New York (FRBNY) held a conference on "The Evolving Structure of the US Treasury Market" (Conference)…
Article
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Osler Hoskin & Harcourt LLP | Canada, USA | 6 Dec 2016

JPMorgan pays $264 million to settle FCPA investigation over hiring practices in China

On November 17, 2016, J.P. Morgan Chase & Co. ("JPMorgan") and a subsidiary, JPMorgan Securities (Asia Pacific) Limited ("JPAC"), agreed to pay more…
Article
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Paul, Weiss, Rifkind, Wharton & Garrison LLP | USA | 13 Oct 2016

Recent DOJ and SEC Actions Underscore Regulators’ Pronouncements That “Vigorous Enforcement” of FCPA Violations Remains a “High Priority”

As the end of their fiscal years approached on September 30, the Department of Justice and Securities and Exchange Commission announced a number of…
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