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Lexology PRO | Australia, Canada, European Union, etc. | 18 Feb 2021
Ransomware: Preventing and responding to an attack
A roundup of tips and regulator advice on how to prevent and manage a ransomware attack, including regularly backing-up data and leveraging cyber insurance.
Blake Cassels & Graydon LLP | Canada | 22 Jan 2019
OSC Seeks Public Input on Reducing Regulatory Burdens for Market Participants
The Ontario Securities Commission (OSC) recently announced plans to engage in a structured public consultation process as the next step in its…
Hunton Andrews Kurth LLP | USA | 18 Dec 2018
CFTC Seeks Comment on Ethereum Mechanics and Markets
In a recently published Request for Information (“RFI”), the Commodity Futures Trading Commission (“CFTC”) seeks public comment on the underlying…
AUM Law | Canada | 30 Nov 2018
Supreme Court Says "Yes" to the CCMRS
Like the grizzled but surprisingly spry Rolling Stones, a band of government officials, regulators, academics, market participants and lawyers…
Sullivan & Cromwell LLP | Global, USA | 27 Nov 2018
IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document Proposing Holistic Framework to Assess Systemic Risk in the Insurance Sector; FSB Will Not Engage in Identification of GSIIs in 2018.
On November 14, 2018, the International Association of Insurance Supervisors (the “IAIS”) issued a public consultation document (the “CD”) proposing…
TLT LLP | European Union, United Kingdom | 27 Nov 2018
Financial services regulation round-up - November 2018
On 31 October 2018 the Financial Conduct Authority (FCA) published a Discussion Paper (DP18/9) on the fairness of certain pricing practices in…
Slaughter and May | European Union, United Kingdom | 22 Nov 2018
Financial Regulation Weekly Bulletin - 22 November 2018
The Competition and Markets Authority (CMA) has opened an investigation into suspected anti-competitive arrangements in the financial services sector…
Camilleri Preziosi | European Union | 22 Nov 2018
Insurance and Pensions update
‘Securing the Future’ was chosen as the theme of the EIOPA 8th annual conference held on the 20th October 2018. The conference itself provided…
DLA Piper | Global | 20 Nov 2018
FSB welcomes IAIS proposed insurance systemic risk framework
Last week, the International Association of Insurance Supervisors (IAIS) published for consultation its proposed holistic framework for the assessment…
Bradley Arant Boult Cummings LLP | USA | 20 Nov 2018
De Novo Banks on the Rise
From 2000 to 2007—the seven years leading up to the recent financial crisis—the FDIC received more than 1,600 applications for deposit insurance, an…
