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739 results found

Article

Beveridge & Diamond PC | USA, OECD | 21 Mar 2017

SEC Conflict Minerals Rule Faces New Scrutiny Ahead of May Filing Deadline

A flurry of activity on conflict minerals in recent months has added new uncertainty to the long-simmering debate over the future of U.S. conflict

Article

Cooley LLP | USA | 24 Feb 2017

For the avoidance of doubt, Acting Corp Fin Director confirms conflict minerals and pay-ratio disclosure rules still in effect

As reported by the WSJ, at the SEC Speaks conference today, to avoid any doubt on the matter, Acting Corp Fin Director Shelley Parratt reminded

Article

Katten Muchin Rosenman LLP | USA | 23 Feb 2017

SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against

Article

Katten Muchin Rosenman LLP | USA | 23 Feb 2017

SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against

Article

DLA Piper | USA | 7 Feb 2017

“Breaking Up Is Hard To Do”: But a Good Separation Agreement Can Ease the Pain

Neil Sedaka’s 1962 hit song still rings true not only for ex-lovers but also for ex-employees. But, the Employment Relationship Doctor has advice for

Article

Holland & Hart LLP | USA | 7 Feb 2017

SEC Targets Severance Agreements That Impede Whistleblowers

The U.S. Securities and Exchange Commission (SEC) is cracking down on severance agreements that prohibit former employees from contacting regulators

Article

Proskauer Rose LLP | USA, Ireland | 19 Dec 2016

Highlights of SEC’s 2016 Annual Whistleblower Report

The Securities and Exchange Commission’s Office of the Whistleblower recently released its sixth Annual Report on the Dodd-Frank Whistleblower

Article

Dechert LLP | USA, Ireland | 21 Nov 2016

SEC's Whistleblower Program Is Alive and Well

The U.S. Securities and Exchange Commission (the "Commission") has reported to Congress that its Whistleblower Incentives and Protections program

Article

Stearns Weaver Miller Weissler Alhadeff & Sitterson PA | USA | 18 Oct 2016

Employment is Now-But is a Separation Agreement Still Forever?

It's time! An employee needs to go. The departure needs to be a clean break with no threat of future litigation. A severance pay agreement, in

Article

Nutter McClennen & Fish LLP | USA | 16 Sep 2016

SEC Shines Spotlight on Employee Confidentiality Provisions

The Securities and Exchange Commission (the “SEC”) recently announced that it paid a whistleblower award of more than $22 million, when a

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