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Article

Ballard Spahr LLP | USA | 26 Feb 2013

FINRA panel: brokerage firms may require individual arbitration of customers’ securities disputes

A Financial Industry Regulatory Authority (FINRA) Hearing Panel recently ruled that a national broker-dealer can enforce the class action waiver in

Article

Ballard Spahr LLP | USA | 30 Mar 2010

FATCA, HIRE Act hold ramifications for foreign investment in U.S.

A package of provisions on international finance reporting labeled as the Foreign Account Tax Compliance Act (FATCA) are included in the Hiring Incentives to Restore Employment Act (HIRE Act), the jobs bill signed by President Obama on March 18, 2010.

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