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15 results found

Article

Norton Rose Fulbright | European Union | 26 Mar 2010

Waivers from pre-trade transparency obligations under MiFID - updated

On 9 March 2010, the Committee of European Securities Regulators (CESR) updated its paper on waivers from pre-trade transparency obligations under the Markets in Financial Instruments Directive (MiFID).

Article

Norton Rose Fulbright | European Union | 15 Mar 2010

Waivers from pre-trade transparency obligations under MiFID - updated

The Committee of European Securities Regulators (CESR) has updated its paper on waivers from pre-trade transparency obligations under the Markets in Financial Instruments Directive (MiFID).

Article

Norton Rose Fulbright | United Kingdom | 1 Mar 2010

Modification by consent of SUP 16.12.5R and GENPRU 1.2.2R(1)

The FSA has published a new web page advising firms that it has issued a modification by consent of SUP 16.12.5R and GENPRU 1.2.2R(1).

Article

Norton Rose Fulbright | European Union | 1 Feb 2010

Waivers from pre-trade transparency obligations under MiFID - updated

On 6 January 2010, the Committee of European Securities Regulators (CESR) updated its paper entitled Waivers from Pre-trade Transparency Obligations under the Markets in Financial Instruments Directive.

Article

Norton Rose Fulbright | European Union | 18 Jan 2010

Waivers from Pre-trade Transparency Obligations under MiFID - updated

The Committee of European Securities Regulators (CESR) has updated its paper entitled Waivers from Pre-trade Transparency Obligations under the Markets in Financial Instruments Directive.

Article

Norton Rose Fulbright | European Union | 4 Jan 2010

CESR publishes an update on the assessment of the proposals for MiFID pre-trade transparency waivers

The Committee of European Securities Regulators (CESR) has updated its paper entitled Waivers from Pre-trade Transparency Obligations under the Markets in Financial Instruments Directive (MiFID).

Article

Norton Rose Fulbright | United Kingdom | 14 Dec 2009

Modification by consent of COMP 16.3.1R

The FSA has published a new web page stating that it has made a modification by consent of Rule 16.

Article

Norton Rose Fulbright | United Kingdom | 30 Nov 2009

FSA statement following the Supreme Court ruling on bank charges

Following the decision of the Supreme Court in Office of Fair Trading v Abbey National plc & Others 2009 UKSC 6, the FSA has released a statement to the effect that its waiver has now lapsed.

Article

Norton Rose Fulbright | European Union | 9 Nov 2009

Advice to the European Commission on the review of the Financial Conglomerates Directive

The Financial Conglomerates Directive (FCD) introduces specfic legislation for the prudential supervision of financial conglomerates and financial groups involved in cross-sectorial activities to foster stability of the financial system.

Article

Norton Rose Fulbright | European Union | 3 Sep 2009

Waivers from pre-trade transparency obligations under the Markets in Financial Instruments Directive (MiFID) - updated

On 10 August 2009, the Committee of European Securities Regulators (CESR) published an updated version of its assessment of the proposals for MiFID pre-trade transparency waivers, first published in May 2009.

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