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Lexology PRO | Asia-Pacific, Brazil, China, etc. | 23 Nov 2023
Regulatory enforcement trends and risks: capital markets (Nov 2023)
Lexology PRO analyses the enforcement and rule change activity across capital markets over the last 6 months to identify key risk areas and trends for businesses.
Lexology PRO | USA | 29 Sep 2023
US government shutdown: bracing for impact
The US government is likely to shut down when budget authority for the current year expires on 30 September. The shutdown’s scope and duration are uncertain, and the prospect of a quick resolution appears slim.
Lexology PRO | USA | 30 Aug 2023
Goldman Sachs penalty divides CFTC commissioners
A commissioner at the US commodities regulator described the agency’s decision to fine Goldman Sachs $5.5 million for failing to record traders’ phone calls during the pandemic as “fundamentally unfair”.
Mintz | USA | 22 Aug 2023
Second Circuit Clarifies the Circumstances in Which Presumptions Can Be Used To Support Federal Securities Fraud Class Action Lawsuits
On August 10, 2023, the U.S. Court of Appeals for the Second Circuit took an important step in Arkansas Teacher Retirement System v. Goldman Sachs…
Lexology PRO | Asia-Pacific, Australia, Belgium, etc. | 24 Jul 2023
Employment: key updates and developments (18 – 24 Jul)
Goldman Sachs faces fresh bullying allegations, UK “anti-strike” legislation receives royal assent, and Belgium broadens anti-discrimination laws to include intersectionality – plus other key updates.
Marks & Clerk | USA | 18 Apr 2023
Apple Adds Another Financial String to its Wallet
Tech giant Apple is apparently continuing its move into the financial services field, with the launch of a current account in collaboration with…
Lexology PRO | China, Finland, France, etc. | 29 Mar 2023
Pregnancy discrimination: key regulatory developments
Key updates on employers’ obligations to protect pregnant employees, including the UK Protection from Redundancy Bill, the US Pregnant Workers Fairness Act and new anti-discrimination provisions in China and Malaysia.
Asia-Pacific, Global, Malaysia, etc. | 13 Mar 2023
Financial crime: key compliance updates (1 – 13 Mar)
FATF and JMLSG update their AML guidance, the UK government introduces an economic crime levy on the regulated sector, and the US DoJ announces new policies on corporate criminal enforcement – plus other key updates.
Lexology PRO | USA | 14 Feb 2023
US state anti-ESG laws: key implications for businesses
As pro-ESG and anti-ESG laws are passed in states across the US, businesses will need to consider carefully how to manage the conflicting requirements and the associated risks.
Lexology PRO | Asia-Pacific, Australia, European Union, etc. | 2 Dec 2022
ESG: key updates and developments (18 Nov – 1 Dec)
The US DoL issues guidance on ESG-related investments in retirement funds, the EU CSRD receives final approval, and an Australian regulator says greenwashing is not limited to environmental claims – plus other key updates
