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3,083 results found

Article

Kingsley Napley | United Kingdom | 26 Jul 2018

The death penalty: do we, or do we not, oppose it?

“I put it to Ministers that they cannot be a little bit in favour of the death penalty” So said Diane Abbott in the Commons on Tuesday. This was…
Article

Keller and Heckman LLP | European Union | 27 Jun 2018

Question hanging over whether new plant breeding techniques are GMOs

Should organisms developed through new plant breeding techniques (NPBTs) be considered GMOs under EU law and be subject to the strict GMO approval…
Article

Katten Muchin Rosenman LLP | USA | 1 Jun 2018

MiFID II/MiFIR Q&A Updates Concerning Best Execution and Client Categorization

On May 25, the European Securities and Markets Authority (ESMA) updated its questions and answers on the revised Markets in Financial Instruments…
Article

Katten Muchin Rosenman LLP | USA | 29 Apr 2018

CFTC Chairman Says Commission Should Focus on Raising Standards for Swaps Trading Not Restricting Execution Models

J. Christopher Giancarlo, Chairman of the Commodity Futures Trading Commission, issued a White Paper calling for the CFTC to expand the ways swaps…
Article

Katten Muchin Rosenman LLP | USA | 13 Apr 2018

Nasdaq Has Proposed a New Rule Change To Modify Its System of Volume-Based Credits

The Nasdaq Stock Market LLC (Nasdaq) has filed with the Securities and Exchange Commission a proposed rule change to modify the current system of…
Article

Faegre Drinker Biddle & Reath LLP | USA | 6 Nov 2017

SEC Issues MiFID II No-Action Relief and Allays Various Cross-Border Concerns

On January 3, 2018, the European Union (EU) Markets in Financial Instruments Directive (MiFID II) will require, for impacted EU parties, that research…
Article

Katten Muchin Rosenman LLP | USA | 2 Nov 2017

SEC Issues Important Interpretive Guidance on Implications of “Unbundling” the Costs of Investment Research from the Costs of Trade Execution, Mandated by EU Requirements

On October 26, the Securities and Exchange Commission (SEC) issued three long-awaited letters clarifying how regulatory requirements in the European…
Article

Reed Smith LLP | USA | 1 Nov 2017

SEC Files Complaint Against Trader Involving Bitcoin Conversion Scheme

On October 30, 2017, the U.S. Securities and Exchange Commission ("SEC") filed a complaint in federal court against a day trader for allegedly…
Article

Sidley Austin LLP | USA | 30 Oct 2017

Securities and Exchange Commission Issues No-Action Letters to Address MiFID II

On Oct. 26, 2017, the U.S. Securities and Exchange Commission (SEC) staff issued three no-action letters intended to provide guidance to…
Article

Bressler, Amery & Ross PC | USA | 26 Oct 2017

Broker’s Lifetime Ban Twice Called Into Question by D.C. Circuit in Saad v. SEC - Leaving the Standard for Review Uncertain

The D.C. Circuit Court of Appeals recently remanded a case, for the second time, to the Securities and Exchange Commission ("SEC") to consider whether…
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