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SEC’s investigation request reveals scope of sweep of advisory firms regarding relationships with sovereign wealth funds
  • Latham & Watkins LLP
  • USA
  • May 12 2011

Earlier this year, the US Securities and Exchange Commission (SEC) reportedly sent information requests to at least 10 US-based financial institutions, including hedge and private equity fund sponsors in an ongoing investigation focused on possible violations of the Foreign Corrupt Practices Act of 1977 (FCPA) as a result of their business relationships with sovereign wealth funds (SWFs).


Maria A. Barton
  • Latham & Watkins LLP

Kai Schneider
  • Latham & Watkins LLP

Craig A. Stoehr
  • Latham & Watkins LLP

Brynn D. Peltz
  • Latham & Watkins LLP

Nick A. Cline
  • Latham & Watkins LLP