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4,106 results found

Article

Sidley Austin LLP | European Union, United Kingdom | 23 Apr 2019

New EU Investment Firm Prudential (Capital and Remuneration) Regime - Analysis of Final Text

On April 16, 2019, the European Parliament voted in its Plenary session to adopt the text agreed by the European Commission (EC), the European…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 22 Apr 2019

SEC Proposes Securities Offering Reforms for Business Development Companies and Registered Closed-End Investment Companies

On March 20, 2019, the Securities and Exchange Commission (SEC) voted to propose a series of rule and form amendments, as directed by Congress under…
Article

Skadden Arps Slate Meagher & Flom LLP | USA | 19 Apr 2019

SEC Proposes Securities Offering Reforms for Business Development Companies and Registered Closed-End Investment Companies

On March 20, 2019, the Securities and Exchange Commission (SEC) voted to propose a series of rule and form amendments, as directed by Congress under…
Article

Kilpatrick Townsend & Stockton LLP | USA | 15 Apr 2019

SEC Loosens In-Person Voting Requirements for Mutual Fund and other Registered Investment Company Boards

As just about everyone who operates in the mutual fund, closed-end fund or exchange-traded fund (ETF) industries knows, the Investment Company Act of…
Article

Cozen O'Connor | USA | 9 Apr 2019

SEC Adopts Amendments for FAST Act Modernization and Simplification of Regulation S-K

The Securities and Exchange Commission (SEC) recently adopted amendments to modernize and simplify Regulation S-K and its forms. These amendments…
Article

Hunton Andrews Kurth LLP | USA | 4 Apr 2019

SEC Adopts Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure

The Securities and Exchange Commission (SEC or Commission), on March 20, 2019, voted to adopt amendments to modernize and simplify certain disclosure…
Article

Mayer Brown | USA | 3 Apr 2019

PCAOB Staff Guidance on Critical Audit Matters

The PCAOB recently published Staff guidance that sets out the Staff's views relating to implementing the critical audit matters (CAMs) requirement…
Article

Bryan Cave Leighton Paisner LLP | USA | 2 Apr 2019

SEC Adopts Disclosure Changes to Regulation S-K

The SEC published the final rules on March 20, 2019 to amend a wide variety of disclosure rules, primarily under Regulation S-K, in an effort to…
Article

Kramer Levin Naftalis & Frankel LLP | USA | 1 Apr 2019

SEC Staff Issues No-action Letter Regarding In-person Voting Requirements for Registered Investment Company

Following a request from the Independent Directors Council (a registered investment company board advocacy group affiliated with the trade…
Article

Barnes & Thornburg LLP | USA | 28 Mar 2019

SEC Adopts Amendments To Modernize And Simplify Disclosure Requirements

On March 20, 2019, the Securities and Exchange Commission (SEC) adopted amendments to modernize and simplify certain disclosure requirements for…
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