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Liquidation procedures in Luxembourg
  • NautaDutilh
  • Luxembourg, Global
  • March 16 2018

A structured guide to liquidation procedures in Luxembourg

Less Form, More Substance: The SEC Staff’s Recent Functional
  • K&L Gates
  • USA
  • March 14 2018

The staff of the Securities and Exchange Commission ("SEC"), in recognition of the evolution of the real estate business over the past 70 years, has

FCA Publishes “Dear CEO” Letter on Quality of Prudential Regulatory Returns
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2018

On February 19, the UK’s Financial Conduct Authority (FCA) published a “Dear CEO” letter that it recently sent to IFPRU investment firms and BIPRU

SEC Announces 2018 Compliance Outreach Program Seminar for Investment Advisers and Investment Companies
  • Proskauer Rose LLP
  • USA
  • February 16 2018

On Tuesday, February 13th, the Securities and Exchange Commission (SEC) announced the opening of registration for its 2018 national compliance

SEC Releases Fund Liquidity Risk Management Programs Frequently Asked Questions
  • Drinker Biddle & Reath LLP
  • USA
  • January 24 2018

On January 10, 2018, the staff of the Securities and Exchange Commission (SEC) Division of Investment Management released frequently asked questions

SEC Delays Form N-PORT Filing Requirements and Adopts Related Temporary Final Rule
  • Schulte Roth & Zabel LLP
  • USA
  • January 17 2018

On Dec. 8, 2017, the Securities and Exchange Commission (“SEC”) issued a release delaying the dates by which certain registered funds must begin

FCA Publishes Guidance and Updated Forms and Webpages Reflecting MiFID II Implementation
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On January 3, the UK Financial Conduct Authority (FCA) published a document containing general guidance on the authorization process, forms and

Family investment companies
  • Hill Dickinson LLP
  • United Kingdom
  • January 4 2018

Family investment companies (FICs) are becoming increasingly popular as a tax-efficient vehicle in estate planning, and as a means of saving income

Regulation Round Up - January 2018
  • Proskauer Rose LLP
  • United Kingdom, European Union
  • January 3 2018

The Packaged Retail and Insurance-based Investment Products ("PRIIPs") Regulation (12862014) (the "PRIIPs Regulation") came into force on 1 January

The SEC and Securities Plaintiffs' Bar Take Aim at Initial Coin Offerings
  • Baker & Hostetler LLP
  • USA
  • December 26 2017

These days it seems that everybody is considering getting into the distributed ledger technology business causing the United States Securities and