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Frost Brown Todd LLP | USA | 1 Feb 2024

SEC Adopts Final Rules Relating to SPACs

On January 24, 2024, the Securities and Exchange Commission (SEC) adopted final rules related to special purpose acquisition companies (SPACs). A…
Video

Mayer Brown | USA | 12 Dec 2023

MB Microtalk: Recent Amendments to Rule 35d-1 (the Names Rule)

In this MB Microtalk video, Mayer Brown’s Leslie Cruz discusses the recent amendments to Rule 35d-1 under the Investment Company Act of 1940. Leslie…
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Willkie Farr & Gallagher LLP | USA | 30 Oct 2023

What’s in a Name (and What Does it Say about Your Fund)? The SEC’s Amended Names Rule

On September 20, 2023, the U.S. Securities and Exchange Commission (the "SEC") voted to adopt amendments to Rule 35d-1 (often referred to as the…
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Latham & Watkins LLP | USA | 20 Oct 2023

SEC adopts changes to names rule for registered funds

The US Securities and Exchange Commission has adopted amendments to Rule 35d-1 under the Investment Company Act governing naming conventions for…
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Paul Hastings LLP | USA | 10 Oct 2023

Investment Funds & Private capital market insights: SEC’s final amendments to fund “names rule” and procedures

On September 20, 2023, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 35d-1 (the “Names Rule”) under the Investment…
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Lexology PRO | European Union, France, Global, etc. | 29 Sep 2023

ESG: key updates and developments (15 – 29 Sep)

EU lawmakers provisionally agree to ban greenwashing, California is suing five of the world’s largest oil companies for environmental damage, and France promises to cut emissions by 55% by 2030 – plus other key updates.
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Vinson & Elkins LLP | USA | 8 Sep 2023

New SEC Private Equity Rules

On February 9, 2022, the Securities and Exchange Commission (“SEC”) proposed new rules under the Investment Advisers Act of 1940 regarding the…
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Kurtin PLLC | USA | 4 Sep 2023

Raising Capital through Private Placements: Deal Points

Any attempt to raise capital by the offer and sale of debt or equity securities in the U.S. market must be made with a publicly…
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Kurtin PLLC | USA | 4 Sep 2023

Raising Capital through Private Placements Exemption chart

This is the Appendix 1 Securities Act Exemption Chart from our “Raising Capital through Private Placements: Deal Point…
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Weil Gotshal & Manges LLP | USA | 21 Aug 2023

Application of FinCEN’s Final Rule Regarding the Corporate Transparency Act’s Beneficial Ownership Reporting Requirements to Investment Advisers and Private Funds

The Financial Crimes Enforcement Network’s (“FinCEN”)[1] final rule implementing the beneficial ownership information (“BOI”) reporting requirements…
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