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2,509 results found

Article

Kramer Levin Naftalis & Frankel LLP | USA | 13 Oct 2020

SEC Adopts Amendments Updating the ‘Fund of Funds’ Regulatory Framework for Registered Investment Companies and Business Development Companies

On Oct. 7, 2020, the Securities and Exchange Commission (SEC) voted to adopt a new rule (Rule 12d1-4), and related amendments to existing rules and…
Article

Morrison & Foerster LLP | USA | 16 Sep 2020

SEC Adopts Amendments to Accredited Investor and Qualified Institutional Buyer Definitions

On August 26, 2020, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the definitions of “accredited investor” in Rule 501(a)…
Article

Jingtian & Gongcheng | USA | 15 Sep 2020

美国私募市场的新变化——合格投资者标准的修订

2020年8月26日,美国证券交易委员会(Securities and Exchange Commission,以下简称“SEC”)批准修订“合格投资者(Accredited Investor)”以及…
Article

Holland & Hart LLP | USA | 1 Sep 2020

SEC Expands Pool of Eligible Private Offering Participants

On August 26, 2020, the Securities and Exchange Commission (the "SEC") adopted amendments to update and expand the definitions of "accredited…
Article

Kilpatrick Townsend & Stockton LLP | USA | 31 Aug 2020

The SEC Modernizes the "Accredited Investor" Definition

On August 26, 2020, the Securities and Exchange Commission (SEC) adopted amendments to the definition of “accredited investor” to add new categories…
Article

Hogan Lovells | USA | 28 Aug 2020

SEC amends rules to expand definition of "accredited investor"

The U.S. Securities and Exchange Commission (SEC) adopted amendments on Wednesday, August 26 to several rules under the U.S. Securities Act of 1933…
Article

Thompson Hine LLP | USA | 15 Jul 2020

SEC Adopts Amendments to Exemptive Application Procedures

On July 6, the SEC announced that it is adopting amendments to Rule 0-5 (Rule) under the Investment Company Act of 1940, as amended (1940 Act), to…
Article

Kramer Levin Naftalis & Frankel LLP | USA | 14 Jul 2020

SEC Streamlines Procedures for Exemptive Applications Under the Investment Company Act of 1940

On July 6, the Securities and Exchange Commission (SEC or Commission) announced its long-awaited adoption of amendments (the Amendments) to Rule 0-5…
Article

Proskauer Rose LLP | USA | 10 Jul 2020

SEC Issues Final Rules on Registered Investment Company and Business Development Company Acquisition and Financial Statement Disclosure

The Securities and Exchange Commission (the “SEC”) recently adopted final rules (the “Final Rules”) amending Regulation S-X and related rules and…
Article

Thompson Hine LLP | USA | 6 Jul 2020

SEC Extends Relief for Virtual Meetings of Fund Boards

On June 19, the SEC announced that it was extending portions of a previously issued order (March Order) that, pursuant to Sections 6(c) and 38(a) of…
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