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Skadden Arps Slate Meagher & Flom LLP | USA | 3 Sep 2021

Over 60 of the Nation’s Leading Law Firms Respond to Investment Company Act Lawsuits Targeting the SPAC Industry

Recently a purported shareholder of certain special purpose acquisition companies (SPACs) initiated derivative lawsuits asserting that the SPACs are…
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Skadden Arps Slate Meagher & Flom LLP | USA | 30 Aug 2021

Over 55 of the Nation’s Leading Law Firms Respond to Investment Company Act Lawsuits Targeting the SPAC Industry

Recently a purported shareholder of certain special purpose acquisition companies (SPACs) initiated derivative lawsuits asserting that the SPACs are…
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Skadden Arps Slate Meagher & Flom LLP | USA | 27 Aug 2021

49 of the Nation’s Leading Law Firms Respond to Investment Company Act Lawsuits Targeting the SPAC Industry

Recently a purported shareholder of certain special purpose acquisition companies (SPACs) initiated derivative lawsuits asserting that the SPACs are…
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Morrison & Foerster LLP | USA | 15 Apr 2021

SEC Risk Alert Provides Insight into Examinations Related to ESG Investing

On April 9, 2021, the SEC’s Division of Examinations (“EXAMS”) published a Risk Alert summarizing its observations from recent Examinations of…
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Skadden Arps Slate Meagher & Flom LLP | USA | 21 Dec 2020

Investment Management Retrospective: 2020’s Second Half

In this issue, we provide a summary retrospective of regulatory, litigation and industry developments impacting the investment management sector…
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Thompson Hine LLP | USA | 14 Dec 2020

SEC Modernizes Framework for Fund Valuation Practices

On December 3, 2020, the Securities and Exchange Commission (the “Commission”) adopted Rule 2a-5 (the “Rule”) under the Investment Company Act of 1940…
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Skadden Arps Slate Meagher & Flom LLP | USA | 2 Dec 2020

Proposed Legislation Seeks To Prevent Regulatory Limitations on Closed-End Fund Investments in Private Funds

The Increasing Investor Opportunities Act (IIOA), introduced on November 19, 2020, by U.S. Representative Anthony Gonzalez (R-OH), aims to expand…
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Skadden Arps Slate Meagher & Flom LLP | USA | 1 Dec 2020

Proposed Legislation Would Enhance Closed-End Fund Protections by Closing the Private Funds Loophole Under Section 12(d)(1) of the Investment Company Act

On November 19, 2020, U.S. Representative Anthony Gonzalez (R-OH) introduced the Increasing Investor Opportunities Act (IIOA). The IIOA, among other…
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Thompson Hine LLP | USA | 30 Nov 2020

SEC Adopts New Fund Derivatives Rule

On October 28, 2020, the Securities and Exchange Commission (the “Commission”) adopted Rule 18f-4 (the “Rule”) under the Investment Company Act of…
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Kilpatrick Townsend & Stockton LLP | USA | 5 Nov 2020

SEC adopts derivatives overhaul for funds

On October 28, 2020, the Securities and Exchange Commission (“SEC”) finalized Rule 18f-4 under the Investment Company Act,1 a new rule designed to…
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