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2,131 results found

Article

McCarthy Tétrault LLP | Canada | 17 Feb 2021

Private Placement Trends: OSC Publishes Report on Exempt Market Activity

In December 2020, the Ontario Securities Commission (OSC) published OSC Staff Notice 45-717 Ontario’s Exempt Market, a report on capital raising…
Article

AUM Law | Canada | 29 Jan 2021

Reviewing Fund Custodian Arrangements

Investment fund managers that have obtained approval from the Ontario Securities Commission to self-trustee pooled funds and/or exemptive relief for…
Article

Davies Ward Phillips & Vineberg LLP | Canada | 14 Dec 2020

La COVID-19 et les tribunaux : informations utiles

Partout dans le monde, les tribunaux ont rapidement adapté leurs pratiques et leurs procédures en réponse à la pandémie de COVID-19. Alors qu’ils…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: OSC to Leave Fees Alone for Now

On November 12, the Ontario Securities Commission (OSC) published OSC Notice 13-708 whereby it informed market participants that after reviewing…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: OSC Publishes Final Amendments Regarding Syndicated Mortgages

On December 7, the Ontario Securities Commission (OSC) released the final amendments to OSC Rule 45-501 Ontario Prospectus and Registration…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: OSC Proposes Elimination of Routine Exemptive Relief Applications for International Firms

Welcome news for International Firms! Currently, certain international firms doing business in Ontario in reliance on statutory registration…
Article

AUM Law | Canada | 11 Dec 2020

OSC Seeks Comment on Proposed Priorities for 2021-22

On November 16, the Ontario Securities Commission (OSC) published OSC Notice 11-791 Statement of Priorities seeking comment on its draft 2021-2022…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: OSC Research Study Offers Suggestions to Help Investment Industry Get Trusted Contact Person Information from Clients

Earlier this year, the Canadian Securities Administrators proposed amendments that will require registrants to take reasonable steps to obtain the…
Article

AUM Law | Canada | 11 Dec 2020

In Brief: FAIR Funding

In some welcome news for investor advocates, the OSC recently announced that it will provide $3.75 million to FAIR Canada (FAIR), a national…
Article

AUM Law | Canada | 11 Dec 2020

Late Breaking News: OSC Publishes Report on Exempt Market Activity

On December 10, the OSC published a report on recent capital raising activity in the exempt market by corporate (i.e., non investment-fund issuers)…
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