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2,017 results found

Article

Stikeman Elliott LLP | Canada | 3 Feb 2020

OSC Enters Into Oversight Agreements With Various Foreign Regulators

Over the course of the last few months, the Ontario Securities Commission (OSC) has entered into a series of agreements with securities regulators in

Article

AUM Law | Canada | 31 Jan 2020

Get Ready to RAQ and Roll

Ontario Securities Commission (OSC) staff have begun notifying registrants that they will receive a risk assessment questionnaire (RAQ) on April 15

Article

Stikeman Elliott LLP | Canada | 27 Dec 2019

Broad But Not Infinite - OSC Decision Opens Door to Prospectus Offering by Bitcoin Fund; Restrains Use of Public Interest Power

A panel of the Ontario Securities Commission (OSC), consisting of a single commissioner, recently ordered that a Prospectus receipt be issued for a

Article

McMillan LLP | Canada | 20 Dec 2019

No Insider Trading Without Clear Evidence

The Ontario Securities Commission (the “OSC”) released its decision in a proceeding involving a former legal assistant (the “Assistant”) providing

Article

Davies Ward Phillips & Vineberg LLP | Canada | 19 Dec 2019

La Commission des valeurs mobilières de l’Ontario précise les attentes à l’endroit des comités spéciaux pour ce qui est des opérations donnant lieu à un conflit d’intérêts : la transaction de sortie du marché de HBC

Le 19 décembre 2019, la Commission des valeurs mobilières de l’Ontario (la Commission ) a rendu une ordonnance exigeant de la Compagnie de la Baie

Article

Borden Ladner Gervais LLP | Canada | 6 Dec 2019

OSC clears pathway for the first publicly offered Bitcoin fund

On October 29, 2019, the Ontario Securities Commission (OSC) issued reasons for its decision to allow 3iQ Corp. (3iQ), a Canadian investment fund

Article

DLA Piper | Canada | 26 Nov 2019

Ontario Securities Commission announces over 100 initiatives to reduce burden for capital market participants

On November 19, 2019, the Ontario Securities Commission (“OSC”) published the “Reducing Regulatory Burden in Ontario’s Capital Markets” report (the

Article

Fasken | Canada | 21 Nov 2019

Le projet de modification de la déclaration d’acquisition d’entreprise ( DAE ) annonce un allégement du fardeau réglementaire des émetteurs assujettis

Après près de quinze ans de règne paisible, les exigences relatives à la déclaration d’acquisition d’entreprise ( DAE ) applicables aux émetteurs

Article

Osler Hoskin & Harcourt LLP | Canada | 20 Nov 2019

OSC issues anticipated Report on the Burden Reduction Task Force

On November 19, 2019, the Ontario Securities Commission (OSC) issued its long-awaited Report on the work of the Burden Reduction Task

Article

DLA Piper | Canada | 14 Nov 2019

Ontario Securities Commission creates path for publically traded cryptocurrency investment funds

On October 29, 2019, a panel of the Ontario Securities Commission (“OSC”) issued a decision (the “Decision”) that will allow The Bitcoin Fund (the

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