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Fried Frank Harris Shriver & Jacobson LLP | USA | 30 May 2023
Comment Deadline Set for SEC Proposal on Additional Clearing Agency Margining and Wind-Down Requirements
The comment deadline was officially set for the SEC's proposed (i) amendments to current requirements on clearing agencies' risk-based margin systems…
Dillon Eustace LLP | European Union, Ireland, USA | 19 Apr 2023
Investment Firms Quarterly Legal and Regulatory Update: 1 January 2023 - 31 March 2023
On 16 January 2023, the European Securities and Markets Authority (ESMA) commenced the launch of a common supervisory action (CSA) with national…
SCHLÜTER GRAF | Oman | 21 Jun 2022
Oman: New Securities Law (Sultani Decree 2022/46)
By virtue of Sultani Decree 2022/46, the Sultanate of Oman enacted a new Securities Law (“Law”). The Law largely replaces the old securities law…
Macfarlanes LLP | European Union, United Kingdom | 13 Oct 2021
Investment management update
Welcome to the October 2021 edition of our investment management update. This publication has been tailored to highlight topical news, cases and…
SS Rana & Co | India | 5 Jun 2020
Relaxations by SEBI amid COVID- 19- Recent Updates
Since our previous update dated April 28, 2020, the Securities and Exchange Board of India (“SEBI”) has introduced further measures considering the…
Mayer Brown | USA | 10 Feb 2020
ARRC Consultation Seeks Input on Whether to Recommend a Compensation Methodology for Swaptions Referencing US Dollar LIBOR
In a consultation issued on February 7, 2020, the Alternative Reference Rates Committee (ARRC) seeks views on whether it should recommend a…
King & Wood Mallesons | China | 26 Jul 2019
Self-remedy enforcement rules in China’s bond market - an offshore perspective
The China Interbank Bond Market (“CIBM”) is booming at a compound annual growth rate of 15% in the past three years.
Katten Muchin Rosenman LLP | USA | 12 Aug 2018
CFTC Proposes Rules to Codify DCO Registration Exemption for Non-US Clearinghouses Subject to Comparable Oversight
The Commodity Futures Trading Commission sought to formalize ad hoc procedures to exempt non-US-based clearinghouses from registration as a…
Katten Muchin Rosenman LLP | USA | 5 Jun 2018
CFTC Staff Issues Advisory to Trading Facilities and Clearinghouses for Listing New Future or Swaps Contracts Based on Virtual Currencies:
On May 21, the Commodity Futures Trading Commission’s Divisions of Market Oversight and Clearing and Risk issued a Staff Advisory to provide guidance…
Hogan Lovells | USA | 30 May 2018
US state and federal regulators to co-ordinate fight against crypto fraud
On the same day last week the North American Securities Administrators Association (NASAA) announced "Operation Cryptosweep", a…
