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Skadden Arps Slate Meagher & Flom LLP | USA | 7 Jun 2022
Delaware Proposes Protections for Closed-End Fund Investors
On May 5, 2022, Senate Bill 284 was introduced in the Delaware General Assembly proposing amendments to the Delaware Statutory Trust Act (DSTA).1…
Thompson Hine LLP | USA | 31 Jan 2020
SEC on the Verge of Granting First Multi-Class Exemptive Application for a BDC
Key Notes: The first exemptive order permitting a non-traded BDC to issue multiple classes of shares is expected to be granted on or before February…
Skadden Arps Slate Meagher & Flom LLP | USA | 20 Nov 2019
Proposed Amendments to the Federal Proxy Rules: Considerations for Closed-End Funds
On November 5, 2019, the Securities and Exchange Commission (SEC) issued two releases proposing a number of amendments to the federal proxy rules…
Skadden Arps Slate Meagher & Flom LLP | USA | 19 Aug 2019
Neuberger Berman Alleges Saba Capital Violating 1940 Act To Win Proxy Fights; Saba Investors on Notice, Should Consider Own Duties
As recently noted, Saba Capital Management, L.P. (Saba) has begun to escalate its attacks on the closed-end fund asset class, at the expense of…
Ropes & Gray LLP | European Union, United Kingdom, USA | 13 Aug 2019
Ropes & Gray’s Investment Management Update - June-July 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry…
K&L Gates LLP | USA | 8 Jan 2019
SEC Proposes a New Rule for Fund of Funds Arrangements
On December 19, 2018, the Securities and Exchange Commission (the “SEC”) proposed new rule 12d1-4 (the “Proposed Rule”) under the…
Mayer Brown | USA | 31 Dec 2018
SEC Applies New Hedging Requirement to BDCs following Industry Silence
On December 18, 2018, the Securities and Exchange Commission (“SEC”) adopted a final rule requiring companies to disclose their hedging policies for…
Troutman Pepper | USA | 19 Dec 2018
Five Things to Know: SEC Adopts Final Rules on Hedging Policies
On December 18, 2018, the Securities and Exchange Commission ("SEC") approved final rules to require disclosure in annual proxy statements of a…
Mayer Brown | USA | 12 Dec 2018
SEC Chair Testimony Before the Senate
SEC Chair Clayton testified on December 11, 2018 before the U.S. Senate Committee on Banking, Housing and Urban Affairs. In his testimony, Chair…
Skadden Arps Slate Meagher & Flom LLP | USA | 1 Nov 2018
Economic Growth, Regulatory Relief, and Consumer Protection Act: Impacts on Investment Companies
The Economic Growth, Regulatory Relief, and Consumer Protection Act (Consumer Protection Act), signed into law on May 24, 2018, includes certain…
