We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 7,841

SEC Adopts New Disclosure Regime for NMS Stock ATSs
  • Sidley Austin LLP
  • USA
  • August 1 2018

On July 18, the U.S. Securities and Exchange Commission (SEC) voted unanimously to adopt amendments to Regulation ATS1 that would require alternative


SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
  • Schulte Roth & Zabel LLP
  • USA
  • July 31 2018

On July 18, 2018, the U.S. Securities and Exchange Commission approved amendments (“Amendments”) to Regulation ATS and Rule 3a1-1 under the Securities


Securities-related Bills Approved by House Financial Services Committee
  • Mayer Brown LLP
  • USA
  • July 16 2018

The House Financial Services Committee met last week and approved eight capital formation-related bills. The bills require the Securities and Exchange


Letter from the Hill to the SEC on Buybacks
  • Mayer Brown LLP
  • USA
  • July 2 2018

As we discussed in a prior post, Commissioner Jackson has spoken out on transactions undertaken by public company executives in close proximity to


Perspectives: The Outlook for Bank M&A Activity
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • July 2 2018

As good as it gets? There is growing sentiment among bank executives and boards that the current fundamental environment is “as good as it gets”


ESMA Releases Latest Double Volume Cap Data Under MiFID II
  • Katten Muchin Rosenman LLP
  • USA
  • June 15 2018

On June 7, the European Securities and Markets Authority (ESMA) updated its public register with the latest set of double volume cap (DVC) data under


US SEC says securities law will not change to cater to cryptocurrencies
  • Hogan Lovells
  • USA
  • June 12 2018

What has happened? The Chairman of the Securities and Exchange Commission (SEC) has said the agency will not be adjusting the definition of what is


Stock Buybacks and Rule 10b-18
  • Mayer Brown LLP
  • USA
  • June 5 2018

Following the adoption of the Tax Cuts and Jobs Act, the debate regarding the use of stock repurchase programs by companies seems to have gotten more


Securities lending arrangements back in the spotlight
  • Cliffe Dekker Hofmeyr
  • South Africa
  • June 1 2018

Recently the South African Revenue Service (SARS) issued Binding Private Ruling 301 dated 20 April 2018 (Ruling) which determined whether a South


Proposed Auditor Independence Rule
  • Mayer Brown LLP
  • USA
  • May 29 2018

The Securities and Exchange Commission has proposed to amend its auditor independence rules in order to determine whether an auditor is independent if