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Results:1-10 of 6,436

New 20 Rule Offers Greater Clarity and Flexibility for Nasdaq-listed Companies
  • Proskauer Rose LLP
  • USA
  • October 10 2018

On September 26, 2018, the Securities and Exchange Commission approved The Nasdaq Stock Market LLC's proposal to modify the so-called "20 Rule"


Stock Compensation Can Add Zing to Your Benefits Package
  • Holland & Hart LLP
  • USA
  • September 13 2018

Recently the headlines are full of statistics and anecdotes about the difficulty employers face finding and retaining employees. In this competitive


Cross-border insolvency in the USA
  • Shearman & Sterling LLP
  • USA, Global
  • September 4 2018

A structured guide to cross-border insolvency in the USA


SEC Adopts New Disclosure Regime for NMS Stock ATSs
  • Sidley Austin LLP
  • USA
  • August 1 2018

On July 18, the U.S. Securities and Exchange Commission (SEC) voted unanimously to adopt amendments to Regulation ATS1 that would require alternative


SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems
  • Schulte Roth & Zabel LLP
  • USA
  • July 31 2018

On July 18, 2018, the U.S. Securities and Exchange Commission approved amendments (“Amendments”) to Regulation ATS and Rule 3a1-1 under the Securities


Securities-related Bills Approved by House Financial Services Committee
  • Mayer Brown
  • USA
  • July 16 2018

The House Financial Services Committee met last week and approved eight capital formation-related bills. The bills require the Securities and Exchange


Perspectives: The Outlook for Bank M&A Activity
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • July 2 2018

As good as it gets? There is growing sentiment among bank executives and boards that the current fundamental environment is “as good as it gets”


Letter from the Hill to the SEC on Buybacks
  • Mayer Brown
  • USA
  • July 2 2018

As we discussed in a prior post, Commissioner Jackson has spoken out on transactions undertaken by public company executives in close proximity to


ESMA Releases Latest Double Volume Cap Data Under MiFID II
  • Katten Muchin Rosenman LLP
  • USA
  • June 15 2018

On June 7, the European Securities and Markets Authority (ESMA) updated its public register with the latest set of double volume cap (DVC) data under


US SEC says securities law will not change to cater to cryptocurrencies
  • Hogan Lovells
  • USA
  • June 12 2018

What has happened? The Chairman of the Securities and Exchange Commission (SEC) has said the agency will not be adjusting the definition of what is