Ropes & Gray LLP | USA | 20 Mar 2023
On February 15, 2023, the SEC issued a release (the "Release") containing proposed Rule 223-1 under the Advisers Act (the "safeguarding rule") and…
Baker & Hostetler LLP | USA | 13 Mar 2023
In a recent announcement, the Reserve Bank of Australia and the Digital Finance Cooperative Research Centre (DFCRC) released details on an ongoing…
Eversheds Sutherland (US) LLP | USA | 8 Mar 2023
On February 15, 2022 the US Securities and Exchange Commission (SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the…
Willkie Farr & Gallagher LLP | USA | 6 Mar 2023
On February 15, 2023, the Securities and Exchange Commission (the “SEC”) voted 4-1 to propose amendments to the Rule relating to custody of client…
King & Wood Mallesons | China, Hong Kong | 27 Feb 2023
2023年2月25日,中国证监会联合财政部、国家保密局、国家档案局对《关于加强在境外发行证券与上市相关保密和档案管理工作的规定》…
SEC Actions | European Union, Hong Kong, USA | 27 Feb 2023
The Commission filed cases last week centered on insider trading, financial fraud, corporate controls, Regulation M Rule 105 and microcap fraud. A new…
Cooley LLP | USA | 22 Feb 2023
After five years on the Securities and Exchange Commission’s rulemaking agenda, the proposed amendments to registered investment advisers’ custody…
Zhong Lun Law Firm | China, USA | 20 Feb 2023
就中美之间中概股公司审计底稿跨境审查问题,美国公众公司会计监督委员会(以下简称“PCAOB”)在2022年12月的声明中表…
DLA Piper | USA | 13 Feb 2023
On February 2, 2023, Public Company Accounting Oversight Board (PCAOB) inspection staff published a Spotlight on Additional Insights on the…
Vedder Price PC | China, Hong Kong, USA | 8 Feb 2023
On December 15, 2022, the Public Company Accounting Oversight Board (PCAOB) announced that it was able to inspect and investigate issuer audit…