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Lexology PRO | USA | 4 Oct 2022

Fed names six banks for its “not a stress test” climate scenario exercise

Bank of America, Citigroup, Goldman Sachs, JPMorgan Chase, Morgan Stanley and Wells Fargo are set to undertake next year’s pilot climate scenario exercise with the Federal Reserve – but it’s definitely not a stress test, the central bank has insisted.
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Lexology PRO | USA | 28 Sep 2022

US regulators issue $1.8 billion in fines over personal messaging usage

The SEC has announced a “first-of-its-kind group resolution” against 11 financial institutions for breaching rules governing the use of personal devices at work.
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Lexology PRO | Australia, European Union, Global, etc. | 26 Sep 2022

Data protection: key compliance updates (20 – 26 Sep)

The US SEC fines Morgan Stanley US$35 million for selling hard drives containing customer data, hackers access millions of customers’ data from Optus, and Indonesia passes its first data protection law – plus other key updates.
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Lexology PRO | USA | 20 Sep 2022

Morgan Stanley fined after hard drives with customer data sold on

The US Securities and Exchange Commission has ordered Morgan Stanley to pay $35 million after thousands of hard drives containing data on millions of customers were resold on online auction sites.
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Khaitan & Co | India | 12 Aug 2021

Ergo analysing developments impacting business: Tribunal holds BVI company re-domiciled in Mauritius entitled to india-Mauritius tax treaty benefits, also holds agency pe to be tax neutral

In a first ruling on the issue, the Income Tax Appellate Tribunal, Mumbai (Tribunal) in its recent judgment in the case of Asia Today Limited…
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Lexology PRO | Asia-Pacific, Australia, Central & South America, etc. | 12 Jul 2021

Data protection: key compliance updates (6 – 12 Jul)

Training initiatives in the UK to protect children online, recommendations on regulating AI in France and Australia, a new Consumer Data Right in New Zealand, and advice by Denmark on how to avoid being tracked – plus other key data protection updates.
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Lexology PRO | Asia-Pacific, China, USA | 7 Jul 2021

Didi sued for misleading investors on China investigation

Ride-sharing app operator Didi faces at least two class action lawsuits claiming the company failed to disclose data issues that led to it being pulled from Chinese app stores.
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PRO Compliance | USA | 12 Oct 2020

Morgan Stanley fined $60m for 2016 and 2019 data breaches

The US Office of the Comptroller of the Currency has fined Morgan Stanley $60 million for two data breaches – including one dating back to 2016 – that the bank failed to disclose until July 2020.
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PRO Compliance | USA | 4 Sep 2020

Morgan Stanley sued for data breaches

A class action lawsuit seeks damages from Morgan Stanley for data breaches it disclosed to customers in July.
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Robins Kaplan LLP | USA | 21 Feb 2020

Financial Daily Dose 2.21.2020 | Top Story: Morgan Stanley Pays $13 Billion to Acquire E-Trade

Morgan Stanley shook the financial world yesterday with the announcement that it’s planning to drop $13 billion on a deal to purchase online discount…
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