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Good Disclosure of Bad Internal Controls Is Not Enough
  • Drinker Biddle & Reath LLP
  • USA
  • February 14 2019

On January 29, the SEC announced settled charges with four public companies for failing to maintain adequate internal control over financial reporting


Avoid Amended Filings with this Form 10-K Pre-Filing Checklist
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • February 6 2019

Don't press that button to file your Form 10-K until you have completed this checklist. Missing signatures, typographical errors, incomplete exhibits


Capital Markets & Public Companies Quarterly: Reminders for the Form 10-K and Proxy Statement, Cyber-Related Frauds Report, Staff Legal Bulletin 14J and Updates to Proxy Voting Guidelines
  • McDermott Will & Emery
  • USA
  • January 17 2019

For many companies, closing out 2018 means it is time to prepare an annual report and shift attention to the upcoming proxy season. This is an


Capital Markets & Public Companies Quarterly
  • McDermott Will & Emery
  • USA
  • January 16 2019

Over the past year, the US Securities and Exchange Commission (SEC) has revised a number of disclosure requirements, most notably its adoption of a


Form 10-K: Guide to New SEC Rules
  • Pepper Hamilton LLP
  • USA
  • January 9 2019

On October 4, 2018, the Securities and Exchange Commission published its Disclosure Update and Simplification Release, which contained final rules


Rental Car Company Enters Into Settlement With The SEC Related To Alleged Accounting Errors
  • Shearman & Sterling LLP
  • USA
  • January 8 2019

On December 31, 2018, the Securities and Exchange Commission (“SEC”) announced that a public rental car company (the “Company”) had agreed to pay a


10 Tips for 10-Ks and Proxy Statements
  • Mayer Brown
  • USA, United Kingdom, European Union
  • January 3 2019

The SEC adopted “Disclosure Update and Simplification” amendments on August 17, 2018, which became effective on November 5, 2018


SEC Adopts New Hedging Disclosure Requirement
  • Fenwick & West LLP
  • USA
  • January 2 2019

In an effort to provide greater transparency to stockholders regarding employee and director incentives, the U.S. Securities and Exchange Commission


No Rummaging Required: Chancery Court Rules Form 10-K Adequate to Discharge Duty of Disclosure When Provided Conspicuously and Concurrently with Stockholder Proxy
  • K&L Gates
  • USA
  • December 27 2018

In a Memorandum Opinion, Samuel Zalmanoff v. John A. Hardy et. Al, Civil Action No. 12912-VCS (Del. Ch. November 13, 2018), the Delaware Court of


In Rare Move, the SEC Assesses No Penalty for Significant Corporate Accounting Control Failures
  • Paul Hastings LLP
  • USA
  • December 21 2018

Last week, the Securities and Exchange Commission (the “SEC”) settled charges against a manufacturer and seller of food and personal care products