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DLA Piper | USA | 3 Oct 2022

Treasury’s FinCEN issues Final Rule for Beneficial Ownership Reporting

On Thursday, September 29, 2022, the Financial Crimes Enforcement Network (FinCEN) announced its release of final rules to implement the Corporate…
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Akin Gump Strauss Hauer & Feld LLP | USA | 29 Sep 2022

Inflation Adjustments to Thresholds for EGC Definition and Regulation Crowdfunding Become Effective

Effective September 20, 2022, the Securities and Exchange Commission (SEC) increased the annual gross revenue threshold to qualify for emerging…
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Mayer Brown | China, USA | 28 Sep 2022

US and China Reach Agreement to Audit Chinese Companies Listed on US Exchanges

On August 26, the Public Company Accountability Board (“PCAOB”), the China Securities Regulatory Commission, and the Ministry of Finance of the…
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McGuireWoods LLP | USA | 28 Sep 2022

SEC Speaks 2022: Ongoing Efforts to Restore Public Trust, Aggressive Enforcement Agenda

On Sept. 8 and 9, 2022, Securities and Exchange Commission Chairman Gary Gensler, Division of Enforcement Director Gurbir Grewal and senior officials…
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Vedder Price PC | China, Hong Kong, USA | 19 Sep 2022

PCAOB Signs Statement of Protocol on Inspections and Investigations of China and Hong Kong-Based Audit Firms

On August 26, 2022, the Public Company Accounting Oversight Board (PCAOB) signed a Statement of Protocol with the China Securities Regulatory…
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Holland & Knight LLP | USA | 19 Sep 2022

SEC Showing Its Claws with Increased Focus on Recouping Executive Comp

The government's focus on clawbacks is at a fever pitch. At the Practicing Law Institute's SEC Speaks conference earlier this month, senior officials…
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Global Investigations Review | USA | 15 Sep 2022

Key considerations in US government investigations

Guiding a client through a US government investigation requires advising on a myriad of complex strategic decisions. This article outlines certain…
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Morgan, Lewis & Bockius LLP | China, USA | 15 Sep 2022

US-China Auditing Oversight Agreement Signals Cooperation Between Nations but Could Lead to Increased Enforcement Risk

Due to a recent agreement between the Public Company Accounting Oversight Board and Chinese securities regulators, many US exchange-listed companies…
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Zuckerman Law | USA | 15 Sep 2022

NAVEX Report Reveals Increase in Whistleblower Retaliation and Reporting of Misconduct

NAVEX’s 2022 Risk & Compliance Hotline & Incident Management Benchmark Report reveals an increase in internal reporting about misconduct and an…
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Jones Day | China, USA | 13 Sep 2022

U.S. and Chinese Regulators Sign Agreement on Access to Audit Materials

The U.S. Public Company Accounting Oversight Board's ("PCAOB") ability to inspect and investigate PCAOB-registered public Accounting firms in Mainland…
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