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Reading the Tea Leaves: The Commission’s Reg Flex Agenda
  • Mayer Brown
  • USA
  • May 17 2018

The recently updated Securities and Exchange Commission agenda (see here and here) provides some insight on what to expect in upcoming months. The


SEC Guidance Expanding Exclusions for Non-GAAP Information
  • Katten Muchin Rosenman LLP
  • USA
  • May 11 2018

The Securities and Exchange Commission’s Division of Corporation Finance issued two new Compliance and Disclosure Interpretations (C&DI), expanding


SEC Staff Updates Guidance on Non-GAAP Financial Measures Relating to Use of Financial Forecasts in Business Combinations
  • Mayer Brown
  • USA
  • May 7 2018

On April 4, 2018, the staff of the SEC’s Division of Corporation Finance (Staff) updated its Compliance & Disclosure Interpretations on the use of


SEC Filings Must Include Hyperlinks to Exhibits and Be in HTML Format
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • April 27 2018

New rules of the U.S. Securities and Exchange Commission (SEC) that require exhibits to be hyperlinked in most SEC filings became effective on


FAST Act Modernization and Simplification of Regulation S-K
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • April 27 2018

Securities disclosure requirements in the United States are complex, and compliance can be a challenge. Compliance with Regulation S-K, which contains


You’ve Been Hacked! A Cybersecurity Disclosure Guide for In-House Legal Counsel
  • Dinsmore & Shohl LLP
  • USA
  • April 18 2018

If your company has a cybersecurity incident, this guide is intended help you think through critical disclosure requirements and will direct you to


SEC Rulemaking Developments in 2017
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • April 12 2018

Within the first hundred days of taking office, President Trump reiterated his commitment to scaling back existing financial regulations. In February


SEC Guidance on Pay Ratio Disclosure
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • April 12 2018

On September 21, 2017, the U.S. Securities and Exchange Commission (SEC) adopted interpretive guidance to assist domestic reporting companies in their


SEC issues Guidance on Public Company Cybersecurity Risk Disclosures
  • McCarthy Tétrault LLP
  • USA, Canada
  • March 21 2018

On Wednesday, February 21, 2018, the United States Securities and Exchange Commission (SEC) published cybersecurity risk disclosure guidance (the SEC


Considerations for the 2018 proxy season
  • Eversheds Sutherland (US) LLP
  • USA
  • March 7 2018

Companies preparing for their annual shareholder meetings will need to consider a variety of factors, including new Securities and Exchange Commission