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Herbert Smith Freehills LLP | Australia, Hong Kong, India, etc. | 27 Sep 2023
FinTech Global FS Regulatory Round-up - w/e 22 September 2023
The FCA has written to cryptoasset firms and those supporting them with what it calls a ‘final warning’ regarding the forthcoming changes to the…
Lexology PRO | European Union, United Kingdom | 21 Sep 2023
Financial services: key UK & EU compliance updates (8 – 21 Sep)
The EU consults on sustainable finance disclosures, the ESAs warn about increased financial stability risk, and the UK’s FCA introduces new requirements for approving financial promotions – plus other key updates.
Ius Laboris | European Union | 21 Sep 2023
Recent developments in ESG and pensions
The main provisions of the EU's Sustainable Finance Disclosure Regulation have been in force since 2021, but compliance remains a challenge for many…
A&L Goodbody | European Union, Ireland | 21 Sep 2023
Financial Services Regulation and Compliance - Insurance August 2023
On 2 August 2023, the CBI published a report on the use of big data and related Technologies in the insurance industry following the survey of 12…
Paul Hastings LLP | European Union, USA | 19 Sep 2023
Daily Financial Regulation Update -- Tuesday, September 19, 2023
The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) published a Small Entity Compliance Guide to assist the small…
Lexology PRO | European Union, Romania, Switzerland, etc. | 14 Sep 2023
Insurance: key UK & EU compliance updates (Sep 2023)
The UK’s FCA consults on transferring EU regulations into its Handbook, FINMA revises Switzerland’s insurance supervision statute, and the EIOPA releases monthly technical information – plus other key updates.
Hogan Lovells | European Union, United Kingdom | 12 Sep 2023
FCA consults on plans to move EU insurance distribution regulations into the FCA Handbook
The provisions of the Insurance Distribution Directive (IDD) were implemented in the UK in 2018 through changes to the rules in the FCA Handbook…
Lexology PRO | China, European Union, Global, etc. | 8 Sep 2023
Financial services and consumer protection: top risks and opportunities of AI
AI-powered risk modelling, and the resulting concerns with biases and transparency are some of the key risks and opportunities that AI is presenting to financial services and consumer protection.
Dentons | European Union | 30 Aug 2023
Key regulatory developments in the EU
The draft guide aims to provide consistency, coherence, effectiveness and transparency regarding the approach that the ECB will take once it has been…
Dillon Eustace LLP | European Union, Ireland | 29 Aug 2023
EU Retail Strategy - Proposed Revisions to Costs and Charges Rules for MiFID II Firms
Earlier this year, on 24 May 2023, the European Commission published its highly-anticipated Retail Investment Strategy (Strategy) which proposes…
