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U.S. SEC and CFTC Fiscal Year 2018 Whistleblower Reports Chart Dramatic Escalation of Whistleblower Programs
  • Sidley Austin LLP
  • USA
  • December 3 2018

The U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission(CFTC) Offices of the Whistleblower have issued their


OSC Publishes Exempt Market Report for 2017
  • AUM Law
  • Canada
  • November 30 2018

Like a wedding guest scrambling to meet the customary, one-year deadline for tardy gift-givers, on November 29 staff of the Ontario Securities


Financial services regulation round-up - November 2018
  • TLT LLP
  • United Kingdom, European Union
  • November 27 2018

On 31 October 2018 the Financial Conduct Authority (FCA) published a Discussion Paper (DP189) on the fairness of certain pricing practices in


States of Complaint - CFPB Releases Complaint Snapshot: 50 State Report
  • Troutman Sanders LLP
  • USA
  • November 7 2018

In October, the Consumer Financial Protection Bureau released its Complaint Snapshot, which supplements the Consumer Response Annual Report and


SEC Enforcement Division Releases Report On FY 2018, Highlighting Focus On Cyber And Efforts To Protect Retail Investors
  • Shearman & Sterling LLP
  • USA
  • November 6 2018

On November 2, 2018, the U.S. Securities and Exchange Commission (“SEC”) Enforcement Division issued its annual report (“Annual Report”) on


2019-2021 immigration levels plan
  • Green and Spiegel LLP
  • Canada
  • November 2 2018

November 2, 2018- The Department of Immigration, Refugees and Citizenship Canada (IRCC) announced plans for significant increases in the total number


GC100 Guidance - piecing together the s172 jigsaw
  • Baker McKenzie
  • United Kingdom
  • October 29 2018

On 23 October, the GC1001 published its long awaited "Guidance on Directors' Duties - Section 172 and Stakeholder Considerations" (the "2018


IRPAC Issues Annual Report on Information Reporting
  • Steptoe & Johnson LLP
  • USA, OECD
  • October 24 2018

The Information Reporting Program Advisory Committee (IRPAC) today issued its annual report for 2018 including numerous recommendations to the


Essential document filings for a startup: what, when and how
  • DLA Piper
  • USA
  • October 23 2018

Forming a corporation is fun and exciting until you face all administrative tasks that need to be handled. One of those administrative tasks


California Energy Regulatory Weekly Update: October 22, 2018
  • Buchalter
  • USA
  • October 22 2018

On 71218 the Commission adopted an Order Instituting a rulemaking to continue implementation of the RPS program. The oversight anticipated in the