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SEC Denies Application for Bitcoin ETF
  • Hunton Andrews Kurth LLP
  • USA
  • July 27 2018

In a lengthy order issued on July 26, 2018, by a 3-1 vote the U.S. Securities and Exchange Commission (“SEC”) denied an application by the CBOE Bats


Securities Litigation in the United Kingdom
  • RPC
  • United Kingdom, Global
  • July 19 2018

A structured guide to securities litigation in the United Kingdom


Due diligence, information and disclosure in M&A transactions in Greece
  • Karatzas & Partners Law Firm
  • Global, Greece
  • June 27 2018

A structured guide to due diligence, information and disclosure in M&A transactions in Greece


By Indirections Find Directions Out: Credit Default Swaps and the Hovnanian Exchange Offer
  • K&L Gates
  • USA
  • May 31 2018

The recently completed exchange offer for K. Hovnanian Enterprises' 8 2019 senior notes has roiled the world of credit default swaps ("CDS"); some


BVI Freezing Injunction; what is ‘good arguable case’?
  • Harneys
  • USA
  • May 11 2018

A decision dated 22 March 2018 of the Hon. Justice Adderley of the Commercial Division of the BVI Court (Trust Asia PTE Ltd v Mitsuji Konoshita and A


FCA plans financial crime guide update
  • Womble Bond Dickinson (UK) LLP
  • United Kingdom
  • April 18 2018

It's been quite some time since FCA updated its Financial Crime guide (FC). The guide, introduced in 2011, and last significantly updated a few years


SEC And FINRA Fine Broker-Dealer, CEO, And Compliance Officer For Failing To File Suspicious Activity Reports
  • Shearman & Sterling LLP
  • USA
  • April 3 2018

On March 28, 2018, the Securities and Exchange Commission (“SEC”) instituted settled administrative proceedings against broker-dealer Aegis Capital


Corporate Crime update - March 2018 Hong Kong
  • Herbert Smith Freehills LLP
  • Hong Kong
  • March 30 2018

The Securities and Futures Commission (SFC) has published the third issue of its relaunched Enforcement Reporter newsletter setting out its


The SFC's enforcement priorities for 2018
  • Hogan Lovells
  • Hong Kong
  • March 13 2018

In late February, the SFC published its Enforcement Reporter setting out its enforcement priorities and approaches for 2018. The SFC emphasized its


Freak Out?
  • AUM Law
  • USA, Canada, Global
  • February 23 2018

The New Year begins. The Chicago Board Options Exchange believes that "big fun will be had by everyone" if it can list and trade shares of