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Results: 1-10 of 1,680

Financial Services Report - Winter 2017
  • Morrison & Foerster LLP
  • USA
  • December 11 2017

The holidays came early for the financial services industry. First, the Senate voted to repeal the CFPB's rule banning class waivers in arbitration


NFA Issues Investor Advisory on Futures on Virtual Currencies
  • Katten Muchin Rosenman LLP
  • USA
  • December 1 2017

Concurrent with the Commodity Futures Trading Commission's statement regarding the expected launch of futures on virtual currencies by the Chicago


Governance and more on market manipulation
  • DLA Piper LLP
  • New Zealand
  • November 30 2017

The Financial Markets Authority (FMA) has been busy heading into the end of the year. Amongst other things, the FMA has: Released consultation papers


The SEC Announces Results of Enforcement Actions in Fiscal 2017
  • Vinson & Elkins LLP
  • USA
  • November 29 2017

On November 15, the Securities and Exchange Commission’s Enforcement Division issued its annual report highlighting its priorities for the upcoming


FCA: New Focus on Market Manipulation and Non-Equities Market Abuse
  • Kingsley Napley
  • United Kingdom
  • November 22 2017

In a speech at the “Recent Developments in the Market Abuse Regime” conference Julia Hoggett, Director of Market Oversight at the Financial Conduct


Energy Enforcement Update - 21 November 2017
  • Sidley Austin LLP
  • USA
  • November 21 2017

FERC releases 2017 Report on Enforcement showing continued focus on fraud and market manipulation


Biotech files rulemaking petition for pilot program mandating public disclosure of short-sale positions
  • Cooley LLP
  • USA
  • November 16 2017

A rulemaking petition has been submitted to the SEC by a biopharmaceutical company that is “developing and marketing regenerative and therapeutic


SEC Chairman Jay Clayton’s Remarks on ICOs
  • Proskauer Rose LLP
  • USA
  • November 14 2017

In his remarks at a recent Practicing Law Institute program on securities regulation, Securities and Exchange Commission Chairman Jay Clayton once


CFTC and SEC Chairs Seek to Apply Existing Laws and Regulations to Digital Assets
  • Reed Smith LLP
  • USA
  • November 13 2017

Nine years after Satoshi Nakamoto circulated his whitepaper and introduced the world to bitcoin, regulated bitcoin derivatives are about to be


ASIC v Westpac - ASIC’s BBSW landmark litigation
  • Cowell Clarke
  • Australia
  • November 3 2017

Last year, ASIC commenced legal proceedings against three of Australia’s big banks in the Federal Court for unconscionable conduct and market