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U.S. House of Representatives Acts To Codify Registration Exemption for M&A Brokers
  • Stinson Leonard Street LLP
  • USA
  • December 10 2017

On December 7, 2017, the U.S. House of Representatives passed the “Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act of

ESMA Publishes Transitional Transparency Calculations for Equity and Bond Instruments
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2017

On December 7, the European Securities and Markets Authority (ESMA) published transitional transparency calculations (TTC) for equity and bond

Real estate financing in the USA
  • Paul Weiss
  • USA, Global
  • December 7 2017

A structured guide to real estate financing in the USA

Credit for Cooperation: The Alberta Securities Commission Sets Out Parameters for Cooperation
  • McCarthy Tétrault LLP
  • Canada
  • December 7 2017

The Alberta Securities Commission (the “ASC”) recently released the Credit For Exemplary Cooperation in Enforcement Matters policy (the “ASC Policy”

Dubai and Australia seal agreement on fintech cooperation
  • Cowell Clarke
  • Australia
  • December 7 2017

The Dubai Financial Services Authority ('DFSA') and the Australian Securities and Investments Commission (‘ASIC’) have signed a Cooperation Agreement

Five Things to Know About ICOs
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • December 7 2017

Initial coin offerings or similar types of sales of virtual-based coins and tokens, are quickly becoming an important fundraising tool for many

Supreme Court Decision Forces Resolution of SEC-IRS Conflict on Disgorgement
  • Crowell & Moring LLP
  • USA
  • December 6 2017

Following the Supreme Court’s decision in Kokesh v. SEC, 137 S. Ct. 1635 (2017), on December 1, 2017, the IRS released a Chief Counsel Advice (CCA)1

More time to comment: The Securities Financing Code of Conduct
  • Cliffe Dekker Hofmeyr
  • South Africa
  • December 6 2017

Initially, the deadline for comments on the Code of Conduct was set for 20 November 2017. However, the regulators have decided to extend the deadline

Corporate and Financial Crimes Series, 1: Criminal Law 101
  • Blake Cassels & Graydon LLP
  • Canada
  • December 6 2017

Canada’s Criminal Law is set out in the Criminal Code. The Criminal Code is made by Parliament and applies equally in every province and territory

ESMA Updates Q&A on the Implementation of EMIR
  • Katten Muchin Rosenman LLP
  • European Union
  • December 1 2017

On November 20, the European Securities and Markets Authority (ESMA) published an updated version of its Questions & Answers (Q&As) on European