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Results: 1-10 of 3,809

Securities-related Bills Approved by House Financial Services Committee
  • Mayer Brown LLP
  • USA
  • July 16 2018

The House Financial Services Committee met last week and approved eight capital formation-related bills. The bills require the Securities and Exchange


California Energy Regulatory Weekly Update: June 18, 2018
  • Buchalter
  • USA
  • July 3 2018

On 52617, the ALJ issued a proposed decision implementing new compliance requirements for the RPS program in response to SB350. These new rules for


Don’t Judge a Conditional Certification Motion By Its Cover
  • Seyfarth Shaw LLP
  • USA
  • July 2 2018

Seyfarth Synopsis: A New York federal court once again denied a motion for conditional certification of a nationwide collective action against Barnes


Anti-Corruption and Bribery in China
  • Herbert Smith Freehills LLP
  • China, Global
  • July 2 2018

A structured guide to anti-corruption and bribery in China


New Law Requires SEC to Expand Regulation A To Exchange Act Reporting Companies
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • June 19 2018

On May 24, 2018, President Donald J. Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”). The Act


HHS Publishes Advance Notices of Proposed Rulemaking on Accounting of Disclosures and Civil Monetary Penalties
  • Hunton Andrews Kurth LLP
  • USA
  • May 25 2018

The Department of Health and Human Services (“HHS”) recently published two advance notices of proposed rulemaking that address the accounting of


Anti-Spam Law to Be Expanded - Prohibition on Soliciting a Return Call
  • Barnea
  • Israel
  • May 23 2018

Recently, the Knesset approved a private bill that expands the scope of the “Spam Law.” The amendment will be coming into force once published in the


CSA Proposes Registration Regime for OTC Derivatives Market in Canada
  • McCarthy Tétrault LLP
  • Canada, Global
  • May 12 2018

On April 19, 2018, the Canadian Securities Administrators (the “CSA”) published for comment Proposed National Instrument 93-102 Derivatives:


Soliciting Dealer Arrangements Under Review by CSA
  • Stikeman Elliott LLP
  • Canada
  • April 27 2018

The Canadian Securities Administrators (CSA) are seeking comments on soliciting dealer arrangements in an effort to assess whether any additional


Securities Regulators Looking for Market Commentary on Soliciting Dealer Agreements
  • McMillan LLP
  • Canada
  • April 17 2018

On April 12, 2018, the Canadian Securities Administrators (the “CSA”) published CSA Staff Notice 61-303 and Request for Comment Soliciting Dealer