Lexology PRO | Singapore, United Kingdom | 15 Jun 2021
Singapore’s financial regulator has reprimanded four financial institutions, including local subsidiaries of UK insurance companies Aviva and Prudential, an Aviva executive and a consultant for breaking compensation rules.
Lexology PRO | Australia, Belgium, Brazil, etc. | 6 Jun 2021
A look at Brazil’s new data protection guidelines, South Africa’s data protection law taking effect in July, social media conflicts between the right to privacy vs. information in India, and rejecting surveillance for human rights – plus other key data protection updates.
Lexology PRO | Africa, Asia-Pacific, Australia, etc. | 27 May 2021
A look at new regulatory measures in Australia and China, guidelines on green and sustainable finance in Hong Kong, revisions to corporate governance requirements in Malaysia and Singapore, and updates on digital currencies in South Korea and Thailand, plus other key developments in the Asia-Pacific region.
Lexology PRO | European Union, Global, Hungary | 19 Apr 2021
András Bácsfalvi, Group Chief Compliance Officer & Money Laundering Regulation Officer at Magyar Bankholding Zrt, breaks down how banks and financial institutions can best measure their risk appetites. Magyar Bankholding Zrt is the second largest banking group in Hungary. András is also president of both Hungarian Banking Association’s AML and Compliance working groups.Interview conducted by......
PRO Compliance | Asia-Pacific, Malaysia, Singapore, etc. | 2 Dec 2020
Charles Cain, chief of the SEC’s FCPA unit, said that high-pressure deals are the ones that really determine how robust a company’s compliance programme is.
PRO Compliance | European Union, Global, United Kingdom, etc. | 27 Nov 2020
How in-house and compliance teams should prepare for the post-Brexit regime, including preserving data flows between the EU and UK and dealing with the end of ‘one-stop-shop’ approaches to data protection and competition law enforcement.
PRO Compliance | USA | 24 Nov 2020
The US Treasury’s Office of the Comptroller of the Currency handed JPMorgan Chase Bank a $250 million penalty over internal controls and audit failures.
PRO Compliance | Malaysia, USA | 23 Nov 2020
A former Goldman Sachs banker charged with foreign bribery in the 1MDB case has said US prosecutors are trying to “radically expand” the definition of the FCPA’s internal accounting controls provision.
PRO Compliance | USA | 13 Nov 2020
Two SEC commissioners say the regulator overstepped by using the accounting provisions of the FCPA to bring an insider trading case.
Goldberg Segalla LLP | USA | 10 Apr 2019
On Monday, March 25, a New York judge ruled that Mexico’s Televisa Group will not be let off the hook for allegations of participation in a FIFA…