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Lexology PRO | China, European Union, Global, etc. | 30 Nov 2022
FTX collapse: the “green light” for draconian crypto regulation?
Decentralisation, financial regulation, or even an outright ban could be on the cards for the crypto-exchange sector as regulators respond to the FTX collapse.
Lexology PRO | USA | 28 Sep 2022
US regulators issue $1.8 billion in fines over personal messaging usage
The SEC has announced a “first-of-its-kind group resolution” against 11 financial institutions for breaching rules governing the use of personal devices at work.
Zhong Lun Law Firm | China | 29 Aug 2022
《理财公司内部控制管理办法》落地，理财公司内控合规将迎监管新常态
自2018年12月《商业银行理财子公司管理办法》（以下简称“《理财公司办法》”）发布实施以来，截至2022年8月25日，共30家理财公司（含4家合资理财…
Yulchon LLC | South Korea | 15 Jul 2022
[율촌 뉴스레터 7월호] 주요판례소개 - 사외이사의 감시의무와 내부통제시스템 구축의무
우리 대법원은, “주식회사의 이사는 담당업무는 물론 다른 업무담당이사의 업무집행을 감시할 의무가 있으므로 스스로…
Lexology PRO | Argentina, Brazil, Central & South America, etc. | 20 Apr 2022
Waste management company agrees foreign bribery settlement
Stericycle will pay at least $84 million to resolve US and Brazilian investigations into an international bribery scheme in Latin America.
Lexology PRO | Global, USA | 13 Apr 2022
Fired Fresenius GC files lawsuit over whistleblower claims
The former top US lawyer at Fresenius claims he was dismissed last month for reporting concerns about bribery, corruption and embezzlement at the German medical company.
Lexology PRO | Asia-Pacific, Global, Malaysia, etc. | 8 Apr 2022
Ex-Goldman Sachs banker found guilty
Following an eight week trial, a jury at a Brooklyn federal court found Roger Ng guilty on all counts in the 1MDB scandal.
Lexology PRO | European Union, Global, Italy | 4 Apr 2022
Bank of Italy slaps N26 with onboarding ban
Italy’s central bank has barred German digital bank N26 from accepting new clients after finding failings related to its AML controls, marking the second time it has received such a ban in less than six months.
Lexology PRO | USA | 28 Mar 2022
FinCEN takes aim at poor AML compliance programmes
“I think the message here is clear: our enforcement office does not tolerate paper programmes,” said acting FinCEN director Himamauli Das.
Lexology PRO | Global, Iraq, Sweden, etc. | 22 Mar 2022
Investors press Ericsson following DOJ concerns
On an investor call, Ericsson responded to questions about its compliance measures after the DOJ said the company provided insufficient information about potential misconduct in Iraq.
