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SEC Imposes Civil Penalties for Ongoing Violations Relating to Internal Control Over Financial Reporting
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA, Canada
  • February 6 2019

On January 29, 2019, the Securities and Exchange Commission (Commission) announced cease-anddesist orders and monetary penalties ranging from $35,000


SEC Administrative Proceedings Against Public Companies for Failure to Remediate Material Weaknesses in Internal Control Over Financial Reporting
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • February 5 2019

Public reporting companies that have material weaknesses in their internal control over financial reporting (“ICFR”) are required under Rule 308 of


Insurance & reinsurance in Malta
  • Camilleri Preziosi
  • Malta, Global
  • January 25 2019

A structured guide to insurance & reinsurance in Malta


The New Year Rings in New Requirements for NFA Member Asset Managers
  • Ropes & Gray LLP
  • USA
  • January 9 2019

In the final weeks of 2018, the National Futures Association ("NFA") issued new requirements applicable to asset managers who are members of the NFA


Tax requirements related to Internal control standards for ERP systems in Egypt
  • Andersen Tax & Legal Egypt
  • Egypt
  • December 24 2018

Egyptian Minister of Finance has issued on 8th October 2018 of new decree 5422018 to organize and announce the internal control standards for ERP


Financial Reporting and Related Guidance from AICPA Conference
  • Mayer Brown
  • USA
  • December 12 2018

The Staff commented on the implementation of the new revenue recognition standard, which requires companies to provide a comprehensive view of


SEC accounting fellows address evaluation of internal control over financial reporting
  • Cooley LLP
  • USA
  • December 10 2018

A number of members of the SEC Accounting staff addressed the 2018 AICPA Conference on Current SEC and PCAOB Developments. Some of the remarks


Conducting insurance and reinsurance business in the European Union
  • CMS Reich-Rohrwig Hainz
  • European Union, Global
  • November 27 2018

A structured guide to ownership, organisational and operating requirements for insurers and reinsurers in the European Union


Restructuring & Insolvency: Director and parent company liability in Austria
  • Binder Grösswang Rechtsanwälte GmbH
  • Austria, Global
  • November 12 2018

A structured guide to director and parent company liability in Austria


SEC Issues Report on Cybersecurity Internal Controls
  • Hunton Andrews Kurth LLP
  • USA
  • November 7 2018

On October 16, 2018, the Securities and Exchange Commission (SEC) issued a report of investigation entitled "Certain Cyber-Related Frauds Perpetrated