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Analysis PRO In-house

Lexology PRO | Singapore, United Kingdom | 15 Jun 2021

Singapore chides UK insurance companies over regulatory and compliance failures

Singapore’s financial regulator has reprimanded four financial institutions, including local subsidiaries of UK insurance companies Aviva and Prudential, an Aviva executive and a consultant for breaking compensation rules.
Analysis PRO

Lexology PRO | Australia, Belgium, Brazil, etc. | 6 Jun 2021

Data protection: Key compliance updates (1 – 7 Jun)

A look at Brazil’s new data protection guidelines, South Africa’s data protection law taking effect in July, social media conflicts between the right to privacy vs. information in India, and rejecting surveillance for human rights – plus other key data protection updates.
Analysis PRO

Lexology PRO | Africa, Asia-Pacific, Australia, etc. | 27 May 2021

Asia-Pacific: Key developments and guidance for the financial sector (May 2021)

A look at new regulatory measures in Australia and China, guidelines on green and sustainable finance in Hong Kong, revisions to corporate governance requirements in Malaysia and Singapore, and updates on digital currencies in South Korea and Thailand, plus other key developments in the Asia-Pacific region.
Lexology Learn videos PRO

Lexology PRO | European Union, Global, Hungary | 19 Apr 2021

Anti-money laundering: How to measure your risk appetite

András Bácsfalvi, Group Chief Compliance Officer & Money Laundering Regulation Officer at Magyar Bankholding Zrt, breaks down how banks and financial institutions can best measure their risk appetites.  Magyar Bankholding Zrt is the second largest banking group in Hungary. András is also president of both Hungarian Banking Association’s AML and Compliance working groups.Interview conducted by......
Analysis PRO In-house

PRO Compliance | Asia-Pacific, Malaysia, Singapore, etc. | 2 Dec 2020

SEC official: High-pressure deals are ultimate test of compliance

Charles Cain, chief of the SEC’s FCPA unit, said that high-pressure deals are the ones that really determine how robust a company’s compliance programme is.
Analysis PRO In-house

PRO Compliance | European Union, Global, United Kingdom, etc. | 27 Nov 2020

Brexit: Key updates for compliance teams this fortnight

How in-house and compliance teams should prepare for the post-Brexit regime, including preserving data flows between the EU and UK and dealing with the end of ‘one-stop-shop’ approaches to data protection and competition law enforcement.
Analysis PRO In-house

PRO Compliance | USA | 24 Nov 2020

JPMorgan slapped with $250 million fine over compliance issues

The US Treasury’s Office of the Comptroller of the Currency handed JPMorgan Chase Bank a $250 million penalty over internal controls and audit failures.
Analysis PRO In-house

PRO Compliance | Malaysia, USA | 23 Nov 2020

Ex-Goldman Sachs banker attacks DOJ's internal controls theory

A former Goldman Sachs banker charged with foreign bribery in the 1MDB case has said US prosecutors are trying to “radically expand” the definition of the FCPA’s internal accounting controls provision.
Analysis PRO In-house

PRO Compliance | USA | 13 Nov 2020

SEC commissioners rail against “unduly broad” use of internal controls provision

Two SEC commissioners say the regulator overstepped by using the accounting provisions of the FCPA to bring an insider trading case.

Goldberg Segalla LLP | USA | 10 Apr 2019

Court Rejects Televisa’s Motion to Dismiss FIFA Bribery Class Action

On Monday, March 25, a New York judge ruled that Mexico’s Televisa Group will not be let off the hook for allegations of participation in a FIFA…
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