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727 results found

Article

Eversheds Sutherland (US) LLP | USA, United Kingdom | 22 Feb 2019

Banking innovation in the US and the UK, and the future of financial technology

While there is reason to believe the experiment with open banking will remake the financial regulatory landscape in the UK, it is still an untested

Article

Winston & Strawn LLP | USA, European Union | 4 Feb 2019

Financial Services Update, Vol. 14, Issue 5

The Financial Industry Regulatory Authority, Inc. (FINRA) recently issued its annual, but renamed, Risk Monitoring and Examination Priorities Letter

Article

Winston & Strawn LLP | USA, United Kingdom | 28 Jan 2019

Financial Services Update, Vol. 14, Issue 4

Last week, the Pennsylvania Department of Banking and Securities (“DoBS”) released guidance (“Guidance”) on the applicability of Pennsylvania’s Money

Article

Winston & Strawn LLP | USA | 14 Jan 2019

Financial Services Update, Vol. 14, Issue 2

The ongoing government shutdown is affecting many federal agencies, including the Securities and Exchange Commission (“SEC”). On January 10th, the

Article

Manatt Phelps & Phillips LLP | USA | 9 Jan 2019

Manatt Fintech’s Top 5 Takeaways of 2018

In the financial technology industry (fintech), 2018 was a fascinating and fast-paced year. The digital finance industry has started to mature and

Article

Winston & Strawn LLP | USA, United Kingdom, European Union | 7 Jan 2019

Financial Services Update, Vol. 14, Issue 1

Unquestionably, 2019 is set to be an exceptional year, especially in the field of financial services. The United Kingdom submitted on 29 March 2017

Article

Winston & Strawn LLP | USA, European Union | 18 Dec 2018

Financial Services Update, Vol. 13, Issue 46

The Commodity Futures Trading Commission (“CFTC”) was dealt a major setback in a manipulation enforcement action, as the Southern District of New York

Article

Winston & Strawn LLP | USA | 3 Dec 2018

Financial Services Update, Vol. 13, Issue 44

In what appears to be a setback to the SEC’s ongoing efforts to bring the field of Blockchain digital assets under its regulatory purview, a

Article

Crowell & Moring LLP | USA | 20 Nov 2018

The Congressional Election and What It Means for 2019

The Congressional election on November 6, 2018 produced a new split Congress with a House Democratic majority and a Senate Republican majority

Article

Winston & Strawn LLP | USA, United Kingdom, European Union | 19 Nov 2018

Financial Services Update, Vol. 13, Issue 43

The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on

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