We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Refine your search

Content type

Tags

Firm name

Author

296 results found

Article

Winston & Strawn LLP | USA, United Kingdom | 28 Jan 2019

Financial Services Update, Vol. 14, Issue 4

Last week, the Pennsylvania Department of Banking and Securities (“DoBS”) released guidance (“Guidance”) on the applicability of Pennsylvania’s Money

Article

Winston & Strawn LLP | USA | 25 Jan 2019

Reminder of Annual Requirements for Investment Managers - 2019

An Investment Manager that is registered with the SEC as an investment adviser (a “Registered Manager”) under the Investment Advisers Act of 1940, as

Article

DLA Piper | USA, Global | 24 Jan 2019

Fintech in the USA

A structured guide to fintech in the USA

Article

Winston & Strawn LLP | USA, United Kingdom, European Union | 19 Nov 2018

Financial Services Update, Vol. 13, Issue 43

The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on

Article

Winston & Strawn LLP | USA, United Kingdom | 12 Nov 2018

Financial Services Update, Vol. 13, Issue 42

Last Wednesday, federal prudential bank regulators proposed to reduce the call reporting burden on smaller banks by expanding the number of banks

Article

Winston & Strawn LLP | USA | 22 Oct 2018

Financial Services Update, Vol. 13, Issue 39

On October 16th, the SEC unanimously ruled against the New York Stock Exchange and Nasdaq Inc. (“the exchanges”) in concluding that they failed to

Article

Winston & Strawn LLP | USA | 8 Oct 2018

Financial Services Update, Vol. 13, Issue 37

Over the weekend, the Senate held the final confirmation vote for Supreme Court nominee Brett Kavanaugh. Passing the Senate vote by a 50 to 48 margin

Previous page 1 2 3 ...