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226 results found

Article

Winston & Strawn LLP | USA | 25 Jan 2019

Reminder of Annual Requirements for Investment Managers - 2019

An Investment Manager that is registered with the SEC as an investment adviser (a “Registered Manager”) under the Investment Advisers Act of 1940, as

Article

Winston & Strawn LLP | USA, United Kingdom | 12 Nov 2018

Financial Services Update, Vol. 13, Issue 42

Last Wednesday, federal prudential bank regulators proposed to reduce the call reporting burden on smaller banks by expanding the number of banks

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 13 Jul 2016

Civil Fines Jump Across Agencies Under Inflation Adjustment Act

Civil fines across federal agencies have recently been increased dramatically under the Federal Civil Penalties Inflation Adjustment Act Improvements

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