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Results: 1-10 of 972

Private Funds Year in Review and 2018 Outlook
  • Vinson & Elkins LLP
  • USA
  • February 7 2018

Despite being an overall quieter year with respect to high profile enforcement actions against private funds, in 2017, the U.S. Securities and


The Numbers Don’t Lie: The SEC Pursues a More Streamlined Enforcement Agenda
  • Sheppard Mullin Richter & Hampton LLP
  • USA
  • November 29 2017

One of the most eye-catching items in the recently released 2017 Annual Report of the Enforcement Division of the Securities and Exchange Commission


SEC Enforcement: 2016 in Review and Looking Ahead to 2017
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • February 24 2017

Enforcement activity increased again in fiscal year 2016, and the U.S. Securities and Exchange Commission ("SEC") continued to pursue a broad agenda


SEC Rulemaking Developments 2016
  • Davies Ward Phillips & Vineberg LLP
  • USA
  • February 16 2017

The U.S. Securities and Exchange Commission (SEC) had a busy rulemaking year in 2016. As part of its Disclosure Effectiveness Initiative launched at


The Financial Report, 9 February 2017, News from the Americas
  • DLA Piper
  • USA, Canada
  • February 9 2017

ThinkAdvisor published excerpts of its interview with outgoing SEC Chair Mary Jo White, in which she


Anti-corruption
  • Dentons
  • USA, United Kingdom, Canada
  • February 9 2017

Anti-corruption enforcement in the United States has changed dramatically in the past year and its future remains unclear. What


SEC Enforcement in Financial Reporting and Disclosure2016 Year in Review
  • Jones Day
  • USA
  • January 31 2017

We are pleased to present our annual year in review of financial reporting and issuer disclosure enforcement activity for 2016. Like our prior


The Financial Report, 26 January 2017, Discussion and Analysis
  • DLA Piper
  • USA
  • January 26 2017

Last week, Mary Jo White delivered her "farewell address" to The Economic Club of New York upon the completion of her term as the 31st Chair of the


SEC: $7 Million Award to be Split by Three Whistleblowers
  • McGuireWoods LLP
  • USA, Ireland
  • January 26 2017

On Monday, January 23, 2017, the Securities and Exchange Commission (SEC) awarded more than $7 million to be split among three whistleblowers. The


In her final speech as SEC Chair, White identifies current trends assailing SEC independence
  • Cooley LLP
  • USA
  • January 20 2017

Mary Jo White took the occasion of her final speech as SEC Chair, presented to the Economic Club of New York, to discuss how to maintain the role of