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Lexology PRO | Asia-Pacific, Australia, Canada, etc. | 29 Apr 2022

Crowdfunding: what are the corruption risks for businesses?

A look at fraud, money laundering, and political risk in relation to crowdfunding initiatives, and how regulators are taking action.
Article
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Osborne Clarke | United Kingdom | 8 Mar 2022

UK government sets out plans for new prospectus regime

A simpler, more agile regime will improve access to UK markets and provide financing options that are not currently viable The government has…
Article
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Hogan Lovells | United Kingdom | 3 Mar 2022

New UK prospectus regime - Government announces fundamental reforms for the post-Brexit era

The UK’s prospectus regime will see significant changes in a move by the Government to enhance the competitiveness of the UK’s capital markets…
Audio

Clyde & Co LLP | Canada | 2 Nov 2021

FIDO podcast - Episode 4: Statutory secondary market liability in Canada: Finally a decision on the merits

In this Episode of our podcast series exploring topical issues within the dynamically evolving Financial Institutions and D&O landscape, we discuss…
Article
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Walkers | European Union, Jersey, United Kingdom | 14 Oct 2021

Jersey Company Law - Changes to Streamline Prospectus Rules To Reflect UK & EU Regimes

Changes to streamline the Jersey Prospectus rules so that they more closely reflect the regimes in the UK and across Europe will take effect from…
Article
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VISCHER AG | Switzerland | 2 Sep 2021

Sparks: New Equity Segment for SMEs at the SIX Swiss Exchange

On 8 July 2021, SIX Swiss Exchange ("SIX") announced the launch of a new equity segment "Sparks" for small and medium-sized enterprises…
Article
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Hogan Lovells | United Kingdom | 16 Jul 2021

Overhaul of the UK’s prospectus regime - Government consults on fundamental reforms

The UK Government is consulting on proposals to reform the UK’s prospectus regime. The proposals are published in response to Lord Hill’s UK Listing…
Article
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Loyens & Loeff | Luxembourg | 25 Feb 2021

New CSSF interactive digital portal: e-Prospectus

The CSSF has built a new digital portal (e-Prospectus) where issuers will, as of 1 March 2021, be able to submit and follow their application requests…
Article
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Hogan Lovells | European Union, United Kingdom | 31 Jul 2020

Will UK issuers benefit from the EU's proposed introduction of lighter prospectus disclosure requirements pursuant to the EU Recovery Prospectus?

On 20 July 2020, the European Commission (Commission) adopted a capital markets recovery package as part of its overall COVID-19 recovery strategy. As…
Article
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Kilpatrick Townsend & Stockton LLP | USA | 1 May 2020

An Overview of Key COVID-19 Relief Granted to Registered Mutual Funds by the SEC

Please note: The below information may require updating, including additional clarification, as the COVID-19 pandemic continues to develop. Please…
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