Lexology PRO | Global, United Kingdom | 12 Mar 2024
The UK FCA has sent a letter to the CEOs of 1000 financial institutions, ordering them to comply with AML regulations by 5 August 2024 or face enforcement action. The regulator’s demands hold key AML lessons for FIs.
Lexology PRO | Belgium, Canada, European Union, etc. | 9 Feb 2024
The key sanctions imposed in light of the Israel-Hamas conflict, including asset freezes, travel bans and arms embargoes, amid increasing boycotts of perceived “pro-Israel” brands.
Lexology PRO | European Union, France, Global, etc. | 25 Jan 2024
A look at how companies can prepare for the EU’s greenwashing ban, a checklist for screening AML compliance employees, and an in-depth review of consumer finance law – plus other top content from Lexology PRO.
Lexology PRO | European Union, Global | 23 Jan 2024
The provisional agreement includes a regulatory crackdown on the crypto industry, enhanced client due diligence, and harmonisation across EU supervisory authorities.
Lexology PRO | 19 Jan 2024
The EBA consults on ESG risk, the ESAs present the first set of rules under DORA and the UK’s Treasury proposes improvements on its banking resolution framework – plus other key updates.
Lexology PRO | Hong Kong, India, United Kingdom, etc. | 10 Jan 2024
Cryptoasset fraud, conflict-related sanctions, and strengthened AML/CTF requirements are some of the key issues that businesses should focus on this year.
Tanner De Witt | Hong Kong | 9 Jan 2024
The VATP Guidelines cover a wide range of areas. Some are familiar requirements for licensed corporations. Others are specific, or especially…
Lexology PRO | USA | 5 Jan 2024
This guide will assist in-house counsel and private practice lawyers within financial institutions to ensure suspicious activity reporting compliance.
Lexology PRO | USA | 5 Jan 2024
This checklist will assist in-house counsel and compliance teams at financial institutions who are responsible for ensuring compliance with currency transaction reporting requirements as required by the Currency and Foreign
Lexology PRO | USA | 5 Jan 2024
This checklist is to assist managers, in-house counsel, and compliance teams at financial institutions who are responsible for appointing compliance personnel as required by The Currency and Foreign Transactions Reporting Act of 1970 (commonly referred to as the Bank Secrecy Act (BSA)), as amended by the USA Patriot Act of 2001.