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FSA fines and bans commodity broker
  • Dentons
  • United Kingdom
  • June 11 2010

FSA has fined a former broker with Sucden Limited £100,000 for market abuse.


FSA fines and bans ex-NR deputy CE and credit director
  • Dentons
  • United Kingdom
  • April 16 2010

FSA has fined David Baker, the former deputy chief executive of Northern Rock, £540,000 and banned him from performing any function in relation to any regulated activity.


FSA bans and fines hedge fund manager for mis-marking
  • Dentons
  • United Kingdom
  • February 5 2010

FSA has banned Simon Treacher, a senior fund manager, and fined him £140,000.


FSMT supports FSA ban on ex-Gen Re director
  • Dentons
  • United Kingdom
  • April 9 2009

FSMT has supported FSA’s decision to ban the former business manager of Gen Re from working in the financial services sector.