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3,066 results found

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Hall & Wilcox | Australia | 10 May 2022

AFSL holders on notice for cybersecurity failings

RI Advice failed to maintain adequate cybersecurity controls and contravened Sections 912A(1)(a) and (h) of the Corporations Act 2001 (Cth), the…
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Holding Redlich | Australia | 10 May 2022

Superannuation monthly update - April 2022

The ATO is developing advice and guidance on the following…
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LexisNexis | Australia | 10 May 2022

Close your eyes at your peril: former directors penalised for breaches of the Credit Code and ASIC Act

In Australian Securities and Investments Commission v Rent 2 Own Cars Australia Pty Ltd (No 2) [2022] FCA 491, the Federal Court penalised two…
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Nyman Gibson Miralis | Australia | 9 May 2022

Legal implications for “finfluencers”

Social media influencers who discuss financial products and services online (also known as “finfluencers”) need to ensure they comply with financial…
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KHQ Lawyers | Australia | 6 May 2022

Super Alert - 6 May 2022

Over the past fortnight, the Federal Court handed down a judgement in relation to the section 912A ‘efficiently, honestly and fairly’ duty, APRA…
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Lexology PRO | Asia-Pacific, Australia | 5 May 2022

Judge sides with regulator in financial services cybersecurity case

Australia’s federal court has found RI Advice failed to ensure adequate cybersecurity measures across its authorised representatives, in a landmark case shedding light on cybersecurity requirements for financial service licensees.
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Cornwalls | Australia, USA | 3 May 2022

On the Rise and Rise of Stablecoins

While digital assets like Bitcoin or Ethereum rise and fall sharply with volatility as their only constant, another asset class that has kept its…
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Hall & Wilcox | Australia | 22 Apr 2022

Getting ready for the CCIV regime: ASIC offers unilateral AFSL variations to licensees to facilitate the transition

In the most recent development to ASIC’s implementation of the new Corporate Collective Investment Vehicle (CCIV) regime, ASIC has started sending…
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Lexology PRO | Asia-Pacific, Australia, European Union, etc. | 20 Apr 2022

Consumer protection: key risks for the financial services sector (Apr 2022)

The UK FCA sets out its 3-year strategy to improve outcomes for consumers, the US proposes legislation on stablecoins, and ASIC focuses on social media and financial influencers – plus other key updates.
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Cornwalls | Australia | 20 Apr 2022

Influencers in the property market

Over the last few months, you will probably have seen some media articles on what are now referred to as ‘finfluencers’. These are people who advise…
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