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2,320 results found

Article

Gadens | Australia | 25 May 2020

Litigation Funders' Day of Reckoning

The Federal Treasurer has announced that litigation funders will soon be required to hold an Australian Financial Services Licence (AFSL), which will…
Article

Mills Oakley | Australia | 15 May 2020

RegTracker - Super

Mills Oakley has developed this fortnightly update to help trustees of regulated superannuation funds track and manage regulatory change. We look…
Article

Clayton Utz | Australia | 14 May 2020

ASIC releases Enforcement Update for July to December 2019: What has the corporate regulator been up to?

On 29 April 2020, ASIC released its periodic Enforcement Update (Report 660) which summarises ASIC's enforcement activity undertaken during the…
Article

Clayton Utz | Australia | 14 May 2020

Did you make a note of that? Corporate record-keeping reminder

In unstable times, decisions are made in fast-moving, high pressure situations, but with increased regulator scrutiny and enforcement activity, the…
Article

Cowell Clarke | Australia | 11 May 2020

What do ASIC’s new directions powers mean for AFSL & ACL holders?

Late 2016, the Australian Government called for a review of the Australian Securities and Investment Commission’s (ASIC) enforcement regime to assess…
Article

Baker McKenzie | Australia | 8 May 2020

Australia: The Federal Government temporarily permits virtual meetings in response to COVID-19

In response to the COVID-19 pandemic, the Federal Treasurer, Josh Frydenberg MP, has issued a determination that temporarily permits annual general…
Article

HopgoodGanim | Australia | 7 May 2020

Federal Government temporarily permits virtual shareholder meetings

Following on from our alert where ASIC released guidance on upcoming AGMs and financial reporting requirements, the Federal Government has this week…
Article

Herbert Smith Freehills LLP | Australia | 7 May 2020

COVID-19: Governance: General licensee obligations in the current context (Australia)

Does the COVID-19 crisis affect the way in which general licensee obligations under section 912A(1) of the Corporations Act 2001 (Cth) are…
Article

Corrs Chambers Westgarth | Australia | 6 May 2020

ASIC’s Enforcement Update demonstrates its powers to address market misconduct

ASIC has released Report 660 ASIC Enforcement Update July to December 2019 (Enforcement Update), providing a useful snapshot of the regulator’s…
Article

Mills Oakley | Australia | 5 May 2020

New Phoenixing Laws holding directors accountable

The Treasury Laws Amendment (Combating Illegal Phoenixing) Act 2020 (Cth) (Act) came into operation on 18 February 2020, and is intended to assist…
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