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Filing could force SEC to take position on Harkin Amendment
  • Jorden Burt LLP
  • USA
  • March 30 2011

The Harkin Amendment requires the SEC to treat indexed products as exempt securities if they meet specified conditions.


SEC re-proposes security ratings changes
  • Jorden Burt LLP
  • USA
  • February 10 2011

On February 9, 2011, the SEC unanimously voted to re-propose rule amendments that would eliminate security ratings as a condition for "short form" registration.


Florida proposed rule on fixed and variable annuity contract cover pages
  • Jorden Burt LLP
  • USA
  • November 12 2010

Florida Statutes Section 626.99 requires insurers to deliver Buyer's Guides and Policy Summaries for certain life insurance products.


New Form D amendment rules pose trap for unwary
  • Jorden Burt LLP
  • USA
  • March 4 2009

With the March 16 deadline for mandatory electronic filing of the new Form D fast approaching, issuers offering or selling unregistered securities on a continuous basis in reliance on Regulation D, including insurance companies offering private placement variable life insurance products, should be mindful of the new amendment rules for Form D.


Hawaii department proposes amendments to its Disclosure of Material Transactions regulation
  • Jorden Burt LLP
  • USA
  • December 10 2008

The Hawaii Insurance Department has proposed two amendments to its Disclosure of Material Transactions regulation in chapter 16-170, Hawaii Administrative Rules.


Summary fund prospectuses implications for life insurance companies
  • Jorden Burt LLP
  • USA
  • April 15 2008

The SEC, in a November 2007 release, has proposed mutual fund disclosure reform, including a streamlined 3 to 4 page summary prospectus and elimination of delivery of a paper statutory prospectus (unless requested).