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Results:1-10 of 18

MSRB files amendments to underwriter fair dealing proposal
  • Stinson Leonard Street LLP
  • USA
  • November 3 2011

The Municipal Securities Rulemaking Board, or MSRB, today filed amendments to its proposal regarding the duties of underwriters to state and local government issuers under the MSRB’s “fair dealing” rule.


SEC will not seek rehearing on proxy access decision
  • Stinson Leonard Street LLP
  • USA
  • September 7 2011

SEC Rule 14a-11 allowed a shareholder (or group of shareholders) to include a shareholder nominee, in certain limited circumstances, in a public company’s proxy statement.


MSRB adopts dealer role-switching prohibition to eliminate conflict of interest in municipal securities underwriting
  • Stinson Leonard Street LLP
  • USA
  • May 31 2011

The Municipal Securities Rulemaking Board, or MSRB, has adopted a significant rule change to address concerns over conflicts of interest by financial intermediaries in municipal bond underwritings.


SEC grandfathers existing advisory arrangements for private equity groups and hedge funds in new proposed rules
  • Stinson Leonard Street LLP
  • USA
  • May 10 2011

The SEC has issued proposed rules regarding performance fees that can be charged by investment advisers.


Disney takes on ISS
  • Stinson Leonard Street LLP
  • USA
  • March 2 2011

Disney has reacted to ISS' no vote on its say-on-pay vote by filing additional definitive proxy materials.


SEC adopts final say-on-pay rules
  • Stinson Leonard Street LLP
  • USA
  • January 25 2011

The SEC has issued its final say-on-pay rules (Release No. 33-9178; 34-63768).


Dodd-Frank Act to be amended again
  • Stinson Leonard Street LLP
  • USA
  • December 27 2010

Legislation has been passed by Congress amending the Dodd-Frank Act.


SEC proposes permanent rule requiring municipal advisors to register with agency
  • Stinson Leonard Street LLP
  • USA
  • December 20 2010

The SEC has proposed a rule creating a new process by which municipal advisors must register with the SEC.


SEC proposes review process for mandatory clearing of security-based swaps under Dodd-Frank Act
  • Stinson Leonard Street LLP
  • USA
  • December 16 2010

The SEC has proposed rules required under the Dodd-Frank Act that would set out the way in which clearing agencies provide information to the SEC about security-based swaps that the clearing agencies plan to accept for clearing.


FDIC board approves interagency proposal to set risk-based capital floor for large financial institutions
  • Stinson Leonard Street LLP
  • USA
  • December 14 2010

The Board of Directors of the Federal Deposit Insurance Corporation, or FDIC, today approved an interagency proposed rulemaking to implement certain provisions of Section 171 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.