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The SFC’s asset management strategy for Hong Kong
  • Deacons
  • Hong Kong
  • September 21 2018

On 19 September 2018, Mr Ashley Alder, Chief Executive Officer of the Securities and Futures Commission (SFC), addressed members of the Hong Kong


Congress Enacts CFIUS Reform in Effort to Strengthen Foreign Investment Rules
  • Dechert LLP
  • USA
  • September 21 2018

President Trump signed into law the Foreign Investment Risk Review Modernization Act of 2018 (FIRRMA) on August 13, 2018, which was included as part


ICOs in ASIC’s firing-line
  • Hall & Wilcox
  • Australia
  • September 21 2018

Yesterday ASIC issued a media release in respect of their recent activity against ICOs. ASIC’s actions are in line with its Corporate Plan, where it


Securitisation regulation - FCA consultation responses due by 1 October 2018
  • Brodies LLP
  • United Kingdom, European Union
  • September 14 2018

The majority of the provisions of the EU Securitisation Regulation (Regulation (EU) 20172402), and the proposed amendments to the Capital


Three Affiliated Investment Advisers and a Related Broker-Dealer Agree to Penalties of Almost US $100 Million for Using and Promoting Defective and Untested Quantitative Trading Models
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2018

Four direct or indirect US-based subsidiaries of Aegon, N.V., a Netherlands-based multinational insurance and asset management company, agreed to


Minor amendments to the Irish Collective Asset-management Vehicles Act 2015 and the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (as amended)
  • A&L Goodbody
  • Ireland
  • September 3 2018

The Department of Business, Enterprise and Innovation has stated its intention to commence the Companies (Statutory Audits) Act 2018 on 21 September


Merger control triggers and thresholds in Austria
  • bpv Hügel Rechtsanwälte GmbH
  • Austria, Global
  • September 3 2018

A structured guide to merger control triggers and thresholds in Austria


Deadline for Appointing AML Officers to Cayman Investment Funds launched Prior to 1 June 2018 is September 30th 2018
  • Loeb Smith
  • Cayman Islands
  • August 31 2018

In our last Legal Update (see link below) on how the Anti-Money Laundering Regulations (2018 Revision) of the Cayman Islands ("AML Regulations") have


Luxembourg investment fund managers: regulatory clarifications as to approval and organisation requirements
  • Loyens & Loeff
  • Luxembourg
  • August 30 2018

The CSSF issued on 23 August 2018 a new circular 18698 regarding the authorisation and organisation of Luxembourg investment fund managers (the


OSC Staff Notice Comments on Fund Manager Oversight of Related Party Service Providers
  • Fasken
  • Canada
  • August 29 2018

The Ontario Securities Commission released on August 23, 2018 (OSC Staff Notice). In the OSC Staff Notice, OSC staff identified that some investment