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Results:1-10 of 1,875

Brexit relief for cleared OTC
  • Macfarlanes LLP
  • United Kingdom
  • December 13 2018

Some good news amongst the chaos - a year's grace for EU members clearing OTC on LCH, LME, ICE and other London CCPs. One would hope that during that


Diversity Reporting Obligations for Listed Fund Companies
  • A&L Goodbody
  • Ireland
  • December 3 2018

Question What diversity reporting obligations apply to listed Fund companies? Answer Listed Funds which are constituted as companies are obliged to


Amendments to Delegated Regulation on PRIIPs KID: ESAs consultation paper
  • Macfarlanes LLP
  • European Union
  • November 21 2018

The Joint Committee of the European Supervisory Authorities (ESAs) has published a consultation paper on draft amendments to Commission Delegated


New Rules Coming for UCITSAIF Depositaries
  • McCann FitzGerald
  • European Union
  • November 15 2018

Depositaries have 18 months in which to comply with new rules on safekeeping, following the publication of two Commission Delegated Regulations in


Shareholders' Rights Directive implementation bill now before Parliament
  • NautaDutilh
  • Netherlands
  • November 8 2018

On 16 October 2018, the bill for the implementation in Dutch law of the revised Shareholders' Rights Directive (EU 2017828) was submitted to the


AIF & UCITS depositaries: heightened duties when delegating
  • Travers Smith LLP
  • United Kingdom, European Union
  • November 5 2018

Two new regulations have been published amending existing Level 2 requirements on depositaries of AIFs and UCITS with effect from 1 April 2020. They


EU Update on Obligations of Depositaries Under the UCITS Directive
  • Katten Muchin Rosenman LLP
  • European Union
  • November 2 2018

On October 30, the European Union’s Delegated Regulation 20181619, amending Delegated Regulation (EU) 2016438 regarding safe-keeping duties of


Changes to Fund Filing Procedures Introduced
  • Mason Hayes & Curran
  • Ireland
  • November 1 2018

Following an assessment of certain fund filing procedures by the Central Bank of Ireland, a new streamlined process is being introduced for certain


Sustainable Finance Regulations, Rules, and Guidelines in the European Union and United StatesTime to Get Prepared
  • Jones Day
  • USA, European Union
  • October 31 2018

Due to the increasing awareness of the importance of environmental, social, and governance ("ESG") initiatives, the European Commission came forward


Mutual Recognition of Funds between the United Kingdom and Hong Kong
  • King & Wood Mallesons
  • United Kingdom, Hong Kong
  • October 31 2018

On 8 October 2018, the Securities and Futures Commission of Hong Kong (SFC) and the Financial Conduct Authority of the United Kingdom (FCA) signed a