AND	term1 AND term2	Both terms must be included
OR	term1 OR term2	Either term
NOT	term1 NOT term2	term2 must not appear
""	"term1 term2"	Exact match
()	term1 AND (term2 OR term3)	Grouping terms
?	withdr?w	Single letter wildcard (withdraw, withdrew)
*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 1,875

Brexit relief for cleared OTC

Macfarlanes LLP
United Kingdom
December 13 2018

Some good news amongst the chaos - a year's grace for EU members clearing OTC on LCH, LME, ICE and other London CCPs. One would hope that during that

Diversity Reporting Obligations for Listed Fund Companies

A&L Goodbody
Ireland
December 3 2018

Question What diversity reporting obligations apply to listed Fund companies? Answer Listed Funds which are constituted as companies are obliged to

Amendments to Delegated Regulation on PRIIPs KID: ESAs consultation paper

Macfarlanes LLP
European Union
November 21 2018

The Joint Committee of the European Supervisory Authorities (ESAs) has published a consultation paper on draft amendments to Commission Delegated

New Rules Coming for UCITSAIF Depositaries

McCann FitzGerald
European Union
November 15 2018

Depositaries have 18 months in which to comply with new rules on safekeeping, following the publication of two Commission Delegated Regulations in

Shareholders' Rights Directive implementation bill now before Parliament

NautaDutilh
Netherlands
November 8 2018

On 16 October 2018, the bill for the implementation in Dutch law of the revised Shareholders' Rights Directive (EU 2017828) was submitted to the

AIF & UCITS depositaries: heightened duties when delegating

Travers Smith LLP
United Kingdom, European Union
November 5 2018

Two new regulations have been published amending existing Level 2 requirements on depositaries of AIFs and UCITS with effect from 1 April 2020. They

EU Update on Obligations of Depositaries Under the UCITS Directive

Katten Muchin Rosenman LLP
European Union
November 2 2018

On October 30, the European Union’s Delegated Regulation 20181619, amending Delegated Regulation (EU) 2016438 regarding safe-keeping duties of

Changes to Fund Filing Procedures Introduced

Mason Hayes & Curran
Ireland
November 1 2018

Following an assessment of certain fund filing procedures by the Central Bank of Ireland, a new streamlined process is being introduced for certain

Sustainable Finance Regulations, Rules, and Guidelines in the European Union and United StatesTime to Get Prepared

Jones Day
USA, European Union
October 31 2018

Due to the increasing awareness of the importance of environmental, social, and governance ("ESG") initiatives, the European Commission came forward

Mutual Recognition of Funds between the United Kingdom and Hong Kong

King & Wood Mallesons
United Kingdom, Hong Kong
October 31 2018

On 8 October 2018, the Securities and Futures Commission of Hong Kong (SFC) and the Financial Conduct Authority of the United Kingdom (FCA) signed a

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