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1,127 results found

Recently updated How-to guide PRO
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Lexology PRO | USA | 28 Nov 2022

How-to guide: How to identify suspicious activity and make a Suspicious Activity Report (SAR) (USA)

This guide will assist in-house counsel and private practice lawyers within financial institutions to ensure suspicious activity reporting compliance.
Recently updated Checklist PRO
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Lexology PRO | USA | 28 Nov 2022

Checklist: Initial response to a report of suspicious activity (USA)

This checklist will assist in-house counsel and compliance teams who work in financial institutions and are responsible for monitoring and reporting suspicious activity to the Financial Crimes Enforcement Network (FinCEN) of the US Treasury
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Lexology PRO | USA | 28 Nov 2022

How-to guide: How to monitor Bank Secrecy Act (BSA) compliance (USA)

This guide sets out key issues to address and points to consider when preparing to monitor a Bank Secrecy Act (BSA) compliance program.
Article
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Rahman Ravelli | United Kingdom | 24 Nov 2022

The FCA and money laundering failings

The Financial Conduct Authority has censured a bank's ex-CEO over money laundering compliance shortcomings. Angelika Hellweger of Rahman Ravelli…
Article
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RPC | United Kingdom | 24 Nov 2022

Invest in due diligence for dubious schemes (Part 2)

Two years ago the SRA published a Warning Notice outlining their findings in their Risk Outlook and Thematic Report. Our previous post discussed the…
Article
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Dentons | United Arab Emirates, United Kingdom | 18 Nov 2022

AML enforcement in the UAE

Following the Financial Action Task Force's (FATF) decision to add UAE to its "grey list", the UAE agreed to take a number of steps in response. This…
Article
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Sheppard Mullin Richter & Hampton LLP | USA | 16 Nov 2022

Federal Cannabis Banking Reform: What Happened?

This article was originally published in the November/December issue of ELFA’s Equipment Leasing & Finance magazine. In Mid-July 2022, the United…
Article
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Herbert Smith Freehills LLP | United Kingdom | 10 Nov 2022

Herbert Smith Freehills trust companies survey - Staying one move ahead

Between March and May 2022, we conducted the second edition of our survey of trust companies. We asked trust companies of different sizes, from a…
Article
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Skadden Arps Slate Meagher & Flom LLP | USA | 9 Nov 2022

OFAC and FinCEN announce first parallel enforcement actions in the virtual currency space

On October 11, 2022, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) and the Financial Crimes Enforcement Network…
Article
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MinterEllisonRuddWatts | New Zealand | 7 Nov 2022

Minister of Justice announces AML/CFT proposals and releases report on AML/CFT statutory review

The proposed reforms address part of the findings of the statutory review (required by the AML/CFT Act), which commenced on 1 July 2021, proceeded…
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