Refine your search

Content type
Tags
Firm name
Author
Jurisdiction
Language

716 results found

Article
Ask Lexy

Paul, Weiss, Rifkind, Wharton & Garrison LLP | USA | 21 Feb 2024

FinCEN Proposes Rule Imposing Anti-Money Laundering Requirements on Certain Investment Advisers

On February 13, 2024, the Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) published a proposed rule aimed at “keep[ing]…
Article
Ask Lexy

Hogan Lovells | USA | 21 Feb 2024

FinCEN proposes expanding Bank Secrecy Act requirements to certain investment advisers

On February 13, 2024, U.S. Department of the Treasury’s Financial Crimes Enforcement Network issued a Notice of Proposed Rulemaking seeking to expand…
Article
Ask Lexy

Holland & Knight LLP | USA | 21 Feb 2024

FinCEN Proposal Potentially Impacts Registered Investment, Exempt Reporting Advisers

The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) has issued a new Notice of Proposed Rulemaking (NPRM), referred…
Article
Ask Lexy

Willkie Farr & Gallagher LLP | USA | 20 Feb 2024

Third Time’s a Charm: FinCEN Proposes AML Rule for Investment Advisers

More than twenty years after first attempting to bring investment advisers within the scope of its anti-money laundering ("AML") / Countering the…
Article
Ask Lexy

McGuireWoods LLP | USA | 16 Feb 2024

Bank Secrecy Act’s Anti-Money Laundering and Counter Terrorism Financing Requirements to Apply to Investment Advisers

The Bank Secrecy Act (“BSA”) establishes program, recordkeeping, and reporting requirements for certain financial institutions to combat and detect…
Article
Ask Lexy

Katten Muchin Rosenman LLP | USA | 16 Feb 2024

FinCEN AML Alert: SEC Investment Advisers Again in Focus

On February 13, the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) proposed to expand anti-money laundering (AML) and…
Article
Ask Lexy

Fried Frank Harris Shriver & Jacobson LLP | USA | 16 Feb 2024

FinCEN Issues Proposed Rule Imposing Anti-Money Laundering Obligations on Investment Advisers

On February 15, 2024, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued a proposed rule (“the Proposed…
Article
Ask Lexy

Baker McKenzie | USA | 15 Feb 2024

Takeaways from Baker McKenzie’s Webinar with Assistant Secretary of Export Enforcement Matthew Axelrod, US Commerce Department’s Bureau of Industry and Security

On January 30, 2024, Baker McKenzie, in partnership with the International Compliance Professionals Association, hosted a virtual fireside chat with…
Article
Ask Lexy

Weil Gotshal & Manges LLP | USA | 15 Feb 2024

FinCEN Issues Proposed Rule to Require Certain Investment Advisers to Implement AntiMoney Laundering Programs and File Suspicious Activity Reports

On February 13, 2024, the Financial Crimes Enforcement Network ("FinCEN") of the U.S. Department of the Treasury issued a Notice of Proposed…
Article
Ask Lexy

Fried Frank Harris Shriver & Jacobson LLP | USA | 14 Feb 2024

FinCEN Issues Proposed Rule Imposing Anti-Money Laundering Reporting Requirements for Residential Real Estate Transfers

The U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN") is set to issue a proposed rule that would impose a new…
Previous page 1 2 3 ...