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907 results found

Analysis PRO
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Lexology PRO | European Union, United Kingdom | 25 Nov 2022

Financial services: key UK & EU compliance updates (16 – 23 Nov)

The FRC consults on audit standards for the FTSE 350, ESMA proposes new rules to tackle greenwashing, and the European Council is one step closer to Basel III implementation – plus other key updates.
Analysis PRO In-house
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Lexology PRO | USA | 23 Nov 2022

SEC fines Goldman Sachs over ESG research failures

The SEC accused Goldman Sachs Asset Management of “policies and procedures failings” in its ESG research team, as well as document storage errors that delayed the regulator’s investigation.
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Lexology PRO | Jersey, New Zealand, North Korea, etc. | 22 Nov 2022

Financial crime: key compliance updates (10 – 22 Nov)

Singapore targets private sector corruption, New Zealand relaxes AML measures for low-risk businesses, and the G20 calls for harsher sanctions on North Korea – plus other key updates.
Recently updated Checklist PRO
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Eversheds Sutherland (International) LLP | United Kingdom, USA | 22 Nov 2022

Checklist: Key components of a sanctions compliance programme

This checklist provides guidance to in-house counsel about how to support a commercial organisation in the development of a robust but proportionate sanctions compliance programme (SCP).
Recently updated How-to guide PRO
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Eversheds Sutherland (International) LLP | European Union, United Kingdom, USA | 22 Nov 2022

How-to guide: How to identify relevant sanctions regimes and deal with conflicting obligations

This how-to guide will assist in-house counsel in determining which financial sanctions regimes are applicable to their organisation, in order to identify potential conflicts in the case of different regimes and understand how to manage them. It covers the sanctions regimes of the United Nations, the European Union, the United Kingdom and the United States.
Analysis PRO
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Lexology PRO | Belgium, European Union, Finland, etc. | 21 Nov 2022

Data protection: key compliance updates (14 – 21 Nov)

India scraps data localisation requirements in a new bill, Google agrees to a US$391.5 billion settlement over unauthorised location tracking, and EU officials push for stronger AI enforcement – plus other key updates.
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Lexology PRO | European Union, France, Switzerland, etc. | 18 Nov 2022

Financial services: key UK & EU compliance updates (1 – 15 Nov)

The EU proposes a new instant payments system, the UK and the FSB make headway with cryptoasset regulation, and BIS trials a cross-border project to exchange CBDCs – plus other key updates.
Recently updated Checklist PRO
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Lexology PRO | United Kingdom | 17 Nov 2022

Checklist: Meeting with a competitor (UK)

This checklist sets out steps for an organisation to take when its employees are meeting with a competitor.
Recently updated How-to guide PRO
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Lexology PRO | United Kingdom | 17 Nov 2022

How-to guide: How to design a competition law compliance programme (UK)

This guide sets out steps for drafting and adopting a competition law compliance programme to ensure compliance with the requirements of the Competition Act 1998 (CA 1998) and the Enterprise Act 2002 (EA 2002).
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